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69 (); 176-185
doi:
10.1016/j.jor.2025.04.015

Sarcopenia in total joint Arthroplasty: Risk factor for poor postoperative outcomes and higher costs of care

Case Western Reserve University School of Medicine, Cleveland, OH, 44106, USA
Department of Orthopaedic Surgery, Cleveland Clinic Foundation, Cleveland, OH, 44195, USA
Cleveland Orthopedic and Spine Institute, Mayfield Heights, OH, 44124, USA

⁎Corresponding author: Atul F. Kamath. axk1321@case.edu

Disclaimer:
This article was originally published by Reed Elsevier India Pvt. Ltd. and was migrated to Scientific Scholar after the change of Publisher.

Abstract

Abstract

For patients undergoing total joint arthroplasty (TJA), sarcopenia has been described as a modifiable risk factor for several medical complications and adverse functional and patient-reported outcomes. However, findings have varied among orthopaedic literature as some studies encompass patients who do not have a clinical diagnosis of sarcopenia. This systematic review therefore sought to clarify the association between clinically diagnosed sarcopenia and post-TJA (1) functional outcomes, (2) patient-reported outcome measures (PROMs), and (3) complications.

This review was conducted according to the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines. The PubMed, Google Scholar, and EBSCOhost databases were queried for articles evaluating the effect of preoperative sarcopenia or sarcopenic obesity on total hip or total knee arthroplasty (THA; TKA) outcomes. Exclusion criteria included case reports, non-English publications, systematic reviews, and duplicate studies among databases. Eligibility screening of articles and data extraction were performed independently by two reviewers. Risk of bias was assessed using the Methodological index for Nonrandomized Studies tool.

The synthesis of evidence indicates that preoperative sarcopenia does not substantially impact functional outcomes such as gait speed, one-legged stand time, or postoperative knee range of motion after THA or TKA. However, sarcopenic patients tend to report worse PROMs post-TJA than non-sarcopenic patients, particularly in the short term. Complications are more frequent in sarcopenic patients post-TKA, including higher rates of pneumonia, urinary retention, anemia, and deep vein thrombosis. Orthopaedic-related complications, such as prosthetic dislocation and fragility fractures, are also more common after both THA and TKA. Surgical costs are higher for both sarcopenic patients undergoing either THA or TKA, with increased day-of-surgery and 90-day care costs.

Sarcopenic patients are at an increased risk for complications and impaired performance and outcome measures following TJA. Surgeons may consider preoperative optimization and rehabilitation in TJA patients with sarcopenia.

Keywords

Sarcopenia
Sarcopenic obesity
Total joint arthroplasty
Total knee arthroplasty
Total hip arthroplasty
Postoperative outcomes
Cost of care
1

1 Introduction

Sarcopenia is defined as the gradual loss of skeletal muscle mass with declining physical performance, and can be characterized by replacement of muscle fibers with fat, decreased muscle metabolism, and declining function of motor neurons.1,2 Diagnosis can be made using a questionnaire of strength, assistance with walking, rising from a chair, and falls (SARC-F), as well as physical tests such as timed-up-and-go, strength, and speed testing.2 Quantifiable and qualitative imaging is another diagnostic tool-such as computed tomography (CT), Dual-energy X-ray absorptiometry (DEXA), bioelectrical impedance analysis (BIA), and magnetic resonance imaging (MRI) - since body mass index (BMI) alone cannot account for varying levels of fat and muscle in patients.3,4 Estimates of the prevalence of sarcopenia range from 8 to 40 % of adults over the age of 60, with higher rates observed in the orthopaedic patient population.4,5 For patients undergoing total hip or total knee arthroplasty (THA; TKA), sarcopenia has been described as a modifiable risk factor for several complications and undesirable patient outcomes, which can lead to increased costs and complicated postoperative recovery.3,6 Total joint arthroplasty (TJA) is typically performed to relieve pain and improve mobility in patients with degenerative joint conditions such as late-stage osteoarthritis, which often coexist with sarcopenia and occur in similar age groups.1,4 Though findings have varied, several studies have reported sarcopenia as an independent predictor of specific medical and orthopaedic complications. Similarly, preoperative sarcopenia has been associated with inferior patient reported outcome measures (PROMs), including increased pain and stiffness, and poorer quality of life.1,3,6–11 Worse functional outcome measures - including tests of mobility, range of motion, and strength - have also been demonstrated in association with preoperative sarcopenia in TJA. However, despite an appreciable availability of evidence on the matter, there is a lack of consensus regarding the association between preoperative sarcopenia and TJA outcomes due to variability and contradicting findings among the orthopaedic literature. Inconsistencies may be due to variations in study methods, including differences in sample sizes, follow-up periods, and specific qualitative and quantitative tests used to diagnose sarcopenia. Sumbal et al.4 conducted a systematic review to investigate the prevalence of sarcopenia in patients undergoing TJA, as well as the impact of sarcopenia on medical and surgical outcomes following TJA. While their study provided important context for the risks associated with sarcopenia in TJA patients, it did not discuss functional outcomes and patient-reported outcomes, nor did it critically appraise the individual limitations of studies included in the review.4 A comprehensive review of the literature is therefore needed to identify and synthesize the best available evidence to provide clarity on the matter.

A systematic review was conducted accordingly to evaluate the potential association between preoperative sarcopenia and TJA outcomes. Specifically, this study asked: How is sarcopenia associated with THA or TKA postoperative (1) functional outcomes, (2) patient-reported outcome measures, and (3) complications?

2

2 Methods

2.1

2.1 Search strategy and information sources

This systematic review is exempt from Institutional Review Board evaluation due to exclusive utilization of publicly available data lacking personal health identifiers. We queried PubMed, Google Scholar, and EBSCOhost databases for studies that reported on preoperative sarcopenia or sarcopenic obesity on TJA outcomes published from January 3rd, 2000 to December 2023 (Table 1). The keywords and Medical Subject Headings (Mesh) terms used are listed in Table 1. This systematic review protocol was registered with PROSPERO on January 3rd, 2024 (CRD42024498987).

Table 1 Keywords utilized for database queries.
Database Specific Search
PubMed and EBSCOhost “Arthroplasty, Replacement, Hip,“ [Mesh] “Arthroplasty, Replacement, Knee," [Mesh] “Arthroplasty, Replacement,“ [Mesh] “total joint arthroplasty,” “total knee arthroplasty,” “total hip arthroplasty,” “TJA,” “THA,” “TKA,” “Sarcopenia," [Mesh] “body composition,” “sarcopenic obesity,” “psoas muscle index,” “total psoas index,” “hand grip strength,” “muscle atrophy,” “muscular atrophy,” “bioimpedance analysis,” “BIA,” “SARC-F,” “absorptiometry, photon" [Mesh] OR “calf circumference,” “skinfold thickness” [Mesh] “Chair stand,” “chair rise test,” “SCPT,” “Stair Climb Power Test,” “TGUG,” “Timed Get Up‐and‐Go,” “SPPB,” “Short Physical Performance Battery,” “Walking Speed" [Mesh] “Creatine dilution.”
Google Scholar (“Arthroplasty, Replacement, Hip” OR “Arthroplasty, Replacement, Knee” OR “Arthroplasty, Replacement” OR “total joint arthroplasty” OR “total knee arthroplasty” OR “total hip arthroplasty” OR “TJA” OR “THA” OR “TKA”) AND (“Sarcopenia” OR “Body composition” OR “Sarcopenic obesity” OR “Psoas muscle index” OR “SARC-F”)
2.2

2.2 Eligibility criteria

Inclusion criteria required that each study measured outcomes after total hip or total knee arthroplasty for patients with existing sarcopenia or sarcopenic obesity, and that a full-text manuscript was available in English. Articles were included if the sarcopenia diagnosis was in accordance with the revised European Working Group on Sarcopenia in Older People definition, including both clinical analysis of low muscle strength and quantitative imaging indicating low skeletal muscle mass or quality.2,12 Study exclusion criteria were as follows: 1) studies that defined sarcopenia based only on screening tests; 2) case reports; 3) editorials and commentaries; 4) systematic reviews; 5) posters and abstracts; 6) duplicate studies among databases; and 7) publications without English text available. Additionally, studies were excluded if they reported results on patients with presarcopenia or on patients who developed sarcopenia postoperatively.

2.3

2.3 Study selection

This systematic review was conducted following the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines.13 Following the search query, two independent reviewers (KJZ, KEA) assessed 877 articles for eligibility (Fig. 1). Disagreements were resolved by a third independent researcher (CJH) to determine eligibility for further review. Following title and abstract screening, 82 studies were considered for full-text review. Screening of the full texts resulted in 14 eligible articles to be included in our final analysis. The majority of the full-text screened studies were excluded because they did not mention sarcopenia as a diagnosis, despite categorizing patients by sarcopenia-related measurements (Table 2).

PRISMA diagram depicting the study selection process.
Fig. 1 PRISMA diagram depicting the study selection process.
Table 2 Characteristics of studies included in the analysis.
Study Study Design Dataset Cohort Matching Cohort Matching Criteria Sample Size (n) Study Years Procedures Assessed Sarcopenia Definition Function Metrics Body Composition Metrics Patient Reported Outcome Measures MINORS Scorea
He et al. (2023)7 Case-control retrospective cohort Single Institution NA NA 525 2016–2018 TKA Low lean mass plus slowness (gait speed) or weakness (grip strength) HGS, gait BMI, AMI KSS 20b
Tzartza et al. (2023)10 Prospective cohort Single Institution NA NA 5 2021–2022 TKA FNIH criteria HGS BMI, AMI, BIA KOOS 19b
Ardeljan et al. (2022)6 Retrospective matched-control analysis Pearl Diver 1:5 Age, gender, COPD, diabetes mellitus, hyperlipidemia, hypertension, obesity, and tobacco use 15,073 2005–2014 TKA Two of the following criteria: low skeletal muscle mass, inadequate muscle strength, and inadequate physical performance NA NA NA 22
Ukai et al. (2024)18 Retrospective cohort Single Institution NA NA 38 2018–2021 THA Skeletal muscle volume Hip extensor and flexor strength BIA, Muscle volume (CT) NA 16
Koto et al. (2022)19 Retrospective cohort Single Institution NA NA 2 2019 THA AWGS criteria 6-min walk, HGS, hip extensor and flexor strength DXA, SMI NA 21b
Shon et al. (2023)8 Retrospective cohort Single Institution NA NA 42 2020–2021 TKA AWGS criteria ROM, 6-min walk, HGS BMI, AMI WOMAC, KOOS 20b
Liao et al. (2021)15 Retrospective cohort Rehabilitation center database NA NA 59 sarcopenic-obese 2008–2020 TKA Low muscle mass ROM BMI, AMI NA 20b
Ho et al. (2021)14 Prospective cohort Single Institution NA NA 19 2015–2018 TKA AWGS criteria 6-min walk, HGS, hip extensor and flexor strength DXA, BMI, AMI SF12, WOMAC 23b
Hwang et al. (2022)16 Retrospective propensity score-matched cohort Single institution 1:1 Number of patients, age, sex, BMI, mCCI, type of surgery, tranexamic acid, hemoglobin, platelet count, and total protein 35 2018–2021 TKA SMI via the AWGS NA BIA NA 22b
Humphrey et al. (2023)3 Retrospective case-control Multicenter hospital network NA NA 140 2016–2020 TKA Males with a SMI less than 53 cm2/m2 and females with a SMI less than 39 cm2/m2 via abdominal CT scans within 6 months preop NA Muscle volume (CT) PROMIS, KOOS 14
Chang et al. (2023)1 Retrospective case-control Pearl Diver 1:3 Age, sex, CCI, tobacco use, diabetes, osteoporosis, osteoarthritis, chronic kidney disease, Vitamin D deficiency, and hyperparathyroidism 1014 2012–2019 THA ICD-9 (7282, muscle wasting and atrophy, not elsewhere classified, unspecified site) and ICD-10 (M6284, sarcopenia) codes. NA NA NA 22b
Nanri et al. (2024)17 Retrospective cohort Single institution NA NA 175 (SARC-F) and 193 (calf circumference) 2017–2022 TKA and THA SARC-CalF score of 11 or higher, or calf circumference of less than 34 cm in men and less than 33 cm in women Gait NA NA 12
Uekoa et al. (2021)9 Prospective observational Single institution NA NA 96 2017–2019 THA AWGS criteriaAlso classified patients based on hand grip strength (HGS) of 18 kg strength (higher or lower groups) HGS, gait, knee strength, one-leg stand NA JOA 13
Okamoto et al. (2023)11 Retrospective case-control Single institution NA NA 205 2018–2022 THA PMI: 3.92 cm2/m2 for females and 6.36 cm2/m2 for males NA PMI, Muscle volume (CT) EQ-5D, VAS, HOOS JR 21b
The MINORS scale ranges from 0 to 16 for noncomparative studies and 0 to 24 for comparative studies with control groups. Higher scores represent better study quality.
Comparative studies.
2.4

2.4 Study characteristics

This collection of 14 studies comprised of 3 prospective observational studies,9,10,14 4 case-controlled retrospective cohort studies,1,3,7,11 and 7 retrospective cohorts.6,8,15–19 Of these studies, 11 reported on data from a single institution, 1 included data from multiple centers, and 2 pulled from databases. A total of 7 studies reported on postoperative complications for patients with and without sarcopenia.1,6–8,14–16 Furthermore, 5 studies reported on functional outcomes after TJA,8,9,15,17,19 whereas 6 studies reported on postoperative PROMs for sarcopenic and non-sarcopenic patients after total hip or total knee arthroplasty.3,7–11 All studies specified that patients underwent TJA for osteoarthritis. These studies included a combined total of 16,821 patients with sarcopenia (Table 2).

2.5

2.5 Risk of bias in individual studies

This systematic review assessed the risk of bias for each included article via the Methodological Index for Nonrandomized Studies (MINORS) tool.20 Each article was graded by two independent researchers (KEA, KJZ) and any disagreements were resolved by a third independent reviewer (CJH). This validated tool scores noncomparative studies on a scale from 0 to 16 and comparative studies from 0 to 24. Scores are based on criteria, scored 0–2, such as rigor of study design, statistical analyses, minimal loss to follow-up, and unbiased endpoints. Higher scores indicate a higher rigor of research quality. The mean MINORS scores were 14 ± 1 of 16 maximum for non-comparative studies, and 21 ± 2 of 24 maximum for comparative studies.

2.6

2.6 Outcomes and analysis

The primary study objective was to determine if patients with preexisting sarcopenia experienced altered outcomes after total hip or total knee arthroplasty when compared to patients without sarcopenia. To assess these outcomes, we compared postoperative complications, PROMs, and functional metrics. The postoperative complications consisted of metrics including but not limited to dislocation, periprosthetic fracture, hematoma, pulmonary embolism, and requirement of transfusion. The PROMs and functional metrics were sourced from existing questionnaires and function tests used in prior orthopaedic publications. Heterogeneity among studies precluded meta-analysis, so a qualitative narrative was presented.

3

3 Results

3.1

3.1 Functional outcomes

Based on our review, preoperative sarcopenia is not a risk factor for inferior range of motion or independent walking ability after TKA, nor inferior gait speed or strength after THA, while sarcopenia is associated with a prolonged time to achieve independent walking after THA.8,9,15,19 Of the three TKA studies, two found no difference for postoperative range of motion between sarcopenic and non-sarcopenic patients.8,15 Additionally, a third study found that sarcopenia is not a risk factor for independent walking after TKA (HR = 0.55, p = 0.297).17 Notably, this study also investigated THA and found that sarcopenia is a risk factor for independent walking after THA (HR = 0.55, p < 0.001).17 The final two studies that investigated outcomes after THA found there is no difference in postoperative gait speed between sarcopenic and non-sarcopenic patients.9,19 Furthermore, both studies assessed for differences in strength between groups and one study9 reported no difference between groups, while the other study19 lacked sufficient power to execute a robust statistical analysis (Table 3).

Table 3 Key findings from studies comparing functional outcomes for sarcopenic and non-sarcopenic patients after TJA.
Study Key Findings TJA type
Koto et al. (2022)19 This study measured hip abduction for SP and non-SP patients for operated and non-operated side and found SP patients averaged 0.48 N/kg and 0.81 N/kg, and non-SP patients averaged 0.6 N/kg and 0.99 N/kg, respectively. For operated and non-operated knee extension strength, SP averaged 0.61 N/kg and 0.86 N/kg, respectively, and non-SP patients averaged 0.66 N/kg and 0.88 N/kg. There was no difference found for preoperative gait speed. THA
Uekoa et al. (2021)9 Preoperative THA handgrip strength was measured to be 16.0 kg for SP patients and 20.5 kg for non-SP patients. Postoperative THA handgrip strength was measured to be less for SP patients compared to NSP, 15.8 vs 19.9 kg. There was no difference between SP and non-SP patients for post-THA gait speed, knee strength, and one-leg standing time. THA
Nanri et al. (2024)17 Following THA, preoperative sarcopenia was found to be a risk factor for prolonged time to independent walking (50 m unsupported), p < 0.001.Following TKA, sarcopenia was not found to be a risk factor for inferior independent walking. THA or TKA
Shon et al. (2023)8 There was no difference between SP and non-SP patients for their range of motion of the knee joint and gait speed between preoperative and postoperative TKA. TKA
Liao et al. (2021)15 Preoperative knee flexion range of motion was found to be 101° for obese SP patients and 108° for obese non-SP patients, while postoperative TKA inpatient measurements were 94° for obese SP patients and 95° for obese non-SP patients. TKA
3.2

3.2 Patient reported outcome measures

After TKA or THA, sarcopenia patients have inferior PROMs regarding pain, function, and satisfaction when compared to non-sarcopenia patients. After TKA, Shon et al.8 reported that sarcopenic patients scored lower in all domains, except pain, for the Knee injury and Osteoarthritis Outcome Score (KOOS) and Western Ontario and McMaster Universities Osteoarthritis Index (WOMAC) at 3-months and 6-months post-TKA, but these differences were negligible at 12-months. In contrast, one study found no difference between groups in all KOOS categories at 3-months after TKA.10 Additionally, two studies found worse PROMs for sarcopenic patients after TKA at 12 months postoperatively, where sarcopenia is a predictor for worse PROMIS scores after TKA (OR = 0.26, p = 0.02).3,7 Among the studies that investigated post-THA outcomes, one study found no difference in Japanese Orthopaedic Association (JOA) scores between groups 12 months postoperatively.9 Yet another study found that sarcopenic patients have inferior postoperative satisfaction, worse lower back pain, and inferior functional PROMs via EQ-5D after 3.6 years average postop, with a 95 % confidence interval of the odds ratio between 0.63 and 0.91 (p = 0.028) (Table 4).11

Table 4 Key findings from studies comparing patient reported outcomes for sarcopenic and non-sarcopenic patients after TJA.
Study Key Findings TJA type
He et al. (2023)7 At 1-year follow-up after TKA, SP patients scored lower than non-SP patients on both the KSS-C, 83.0 vs 88.2, and the KSS-F, 79.2 vs 86.1. TKA
Tzartza et al. (2023)10 Both SP and non-SP patients showed similar improvement on the KOOS index after surgery, with no differences between the cohorts preoperative and postoperative. TKA
Shon et al. (2023)8 After TKA, SP patients had worse patient reported outcomes than non-SP patients as measured by KOOS scores for Symptoms, Activities of Daily Living, Sports/Rec, and Quality of Life at 3-months and 6-months post-op. However, there was no difference between groups at baseline nor at 12-months post op. There was no difference for KOOS Pain between SP and non-SP patients at baseline or any postoperative measurement.Similarly, SP patients, when compared to non-SP patients, scored worse on WOMAC scores for Pain, Stiffness, Function, and Total at 3-months and 6-months post-op. However, there was no difference between SP and non-SP groups at pre-op and 12-months post-op. TKA
Humphrey et al. (2023)3 Following TKA, there was a higher proportion of SP patients in the group that failed to achieve the 1-year MCID for KOOS JR than in the group that achieved MCID for KOOS JR. Specifically, SP patients comprised 13 % of the ‘achieved MCID’ group and comprised 37 % in the ‘failed to achieve MCID’ group. This study also found that SP or PSP is a predictor for achieving the PROMIS PF-SF10a MCID. TKA
Uekoa et al. (2021)9 This study compared SP and non-SP patients' JOA scores for Pain, ROM, Gait, ADL, and total score and found no difference between groups for preop or postop measures. THA
Okamoto et al. (2023)11 By comparing SP vs non-SP patients undergoing THA, SP patients had a lower post-op score for EQ-5D (0.63 vs 0.72) and HOOS JR (71.4 vs 78.0) but had a higher pre-op and post-op VAS Lower Back Pain score (57.9 vs 43.4, and 46.0 vs 12.1). Additionally, SP patients had lower rates for achieving the MCID for EQ-5D (45.4 vs 68.5), VAS-Low Back Pain (62.9 vs 85.2), and HOOS JR (77.3 vs 90.7), with no difference for VAS-Hip Pain. SP patients also reported a lower patient satisfaction after THA compared to non-SP patients, 64.9 % compared to 83.3 %. THA
3.3

3.3 Complications

While six studies reported on medical or orthopaedic complications following TKA, one study reported on complications following THA. Higher total 90-day medical complications (OR = 2.8, p < 0.01) were observed in sarcopenic patients post-TKA compared to non-sarcopenic patients.6 Two studies reported greater rates of post-TKA renal and respiratory complications in sarcopenic patients, including greater rates of acute kidney failure (OR = 2.33, p < 0.01), pneumonia (OR = 1.94, p = 0.01), and urinary retention (13.9 vs 0.6 %, p < 0.01).6,7 A different study16 reported no difference in the incidence of acute kidney injury (AKI) in sarcopenic patients post-TKA but was limited by a smaller sample size (n = 35) than the aforementioned studies (n = 15,073 and n = 525).6,7 A study investigating sarcopenic and non-sarcopenic patients following THA found no difference in the rates of pulmonary embolism, AKI, or pneumonia within 90 days postoperatively, but found that sarcopenic patients were 79 % more likely to experience a UTI and had significantly greater total 90-day medical than non-sarcopenic patients.1 Among studies that investigated cardiovascular and hematological complications post-TKA, sarcopenic patients experienced greater rates of anemia (8.3 vs 1.4 %, p < 0.01; OR = 4.43, p < 0.01),6,7 a minimum of double the rate of requirement for transfusions,6,7,16 and a higher incidence of deep vein thrombosis (DVT; 3.3 vs 0 %, p < 0.01)7 than non-sarcopenic patients. A separate study reported that sarcopenic patients post-TKA had higher rates of postoperative blood transfusions (29 vs 5 %, p < 0.01) but no differences compared to non-sarcopenic patients in the rates of proximal DVT, distal DVT, infection, or systemic cardiovascular complications, yet this study was limited by short-term follow up and a demographically homogenous patient population.8 In the study on post-THA complications, there was no difference between sarcopenic and non-sarcopenic cohorts in incidence of hematoma, transfusion requirement, cardiac arrest, DVT, or wound disruption within 90 days postoperatively.1 Furthermore, sarcopenic patients demonstrated greater incidence of orthopaedic-related complications following both TKA and THA, including implant instability (post-THA OR = 2.2, p < 0.01), prosthetic dislocation within 2 years (post-THA OR = 1.97, p = 0.02; post-TKA OR = 1.99, p < 0.01), fragility fractures within 2 years (post-THA OR = 1.58, p < 0.01; post-TKA OR = 2.12, p < 0.01), fall risk (2-year post-THA OR = 1.7, p < 0.01; 90-day post-TKA OR = 3.54, p < 0.01), hospital readmission (55 % greater risk 1 year post-THA), 2-year total mechanical complications (post-TKA OR = 2.51, p < 0.01), and 1-year total orthopaedic-related complications (post-THA OR = 1.7, p = 0.01).1,6 Of studies on TKA patients, two studies6,8 found higher rates of periprosthetic fracture (OR = 2.12, p < 0.01) and periprosthetic joint infection (OR = 1.51, p < 0.01) in patients with sarcopenia within 2 years post-TKA, while one study1 limited by poor control of confounding factors found no difference in these rates in THA patients. Neither operative time11 nor time to full weight bearing7 differed between sarcopenic and non-sarcopenic TKA patients. However, surgical costs were greater for sarcopenic patients. Compared to non-sarcopenic patients, sarcopenic patients undergoing TKA in one study6 had 9 % greater day of surgery costs and 17 % greater global 90-day cost of care, while sarcopenic patients undergoing THA in another study1 had 29 % greater day of surgery costs and 28 % greater global 90-day cost of care. While two studies7,14 reported no difference in hospital length of stay (LOS) for TKA patients, two other studies r6,15 eported up to a 5 % greater in-hospital LOS for sarcopenic compared to non-sarcopenic TKA patients, which may account for greater costs (Table 5).

Table 5 Key findings from studies comparing complications between sarcopenic and non-sarcopenic patients after TJA.
Study Key Findings TJA type
He et al. (2023)7 Compared non-SP TKA patients, SP patients at 12-month follow-up had greater complication incidence of nausea (23.9 vs 9.9 %), vomiting (14.4 vs 2.3 %), dizziness (11.7 vs 1.2 %), headache (7.2 vs 1.4 %), constipation (9.4 vs 1.7 %), hypotension (25.8 vs 9.6 %), anemia (8.3 vs 1.4 %), edema of the operated limb (1.1 vs 0.8 %), urinary retention (13.9 vs 0.6 %), anemia with transfusion (4.4 vs 0.8 %), and DVT (6 vs 0 %). SP and non-SP patients in the study did not experience different levels of pain or rates of superficial infection. Also, LOS, operative time, and full weight bearing time were not different between the cohorts. TKA
Ardeljan et al. (2022)6 Following TKA, SP patients had higher rates of 90-day compared to non-SP patients: acute posthemorrhagic anemia (OR = 4.4), transfusion of packed cells (OR = 4.2), acute kidney failure (OR = 2.3), pneumonia (OR = 1.9), UTI (OR = 1.6), and total medical complications (OR = 2.8). SP patients also had higher odds of 2-year mechanical complications (OR = 2.51), periprosthetic fracture (OR = 2.12), prosthetic dislocation (OR = 1.99), mechanical loosening (OR = 1.78), prosthetic joint infection (OR = 1.51), and total implant complications (OR = 1.8). Compared to non-SP patients, SP patients had a greater 90-day lower extremity fracture risk (1.0 vs 0.2 %, OR = 5.5), a greater 90-day fall risk (0.9 vs 0.3 %, OR = 3.5), and a greater 90-day reoperation risk (0.9 vs 0.5 %, OR = 1.9). Compared to non-SP patients, the day of surgery costs were 9 % greater for SP patients and global 90-day cost of care was 17 % greater for SP patients. SP patients also had a longer LOS (4 vs 3 days). TKA
Shon et al. (2023)8 Following TKA, SP patients had higher rates of postoperative blood transfusion (28 vs 5 %) and periprosthetic joint infection (5 vs 0 %) than non-SP patients within 12 months postoperative. SP patients also had a higher mCCI non-SP patients (mCCI score 2: 0 SP vs 5 % non-SP; score 3–4: 7 SP vs 51 % non-SP; score 5–8: 48 SP vs 34 % non-SP; score >/ = 9: 45 SP vs 10 % non-SP). No difference in rates of cardiovascular, pulmonary, hepatic, urologic, cerebral, or delirium complications, nor in rates of DVTs. TKA
Liao et al. (2021)15 Adjusted for age, sex, comorbidities, risk of malnutrition, preoperative ROM, and follow-up timeframe, patients in the obese non-SP and obese SP groups had higher odds of poor ROM recovery compared to the non-obese group (HR = 3.63 obese non-SP, 1.68 obese SP) within 9 months postoperative. Obese SP had longest hospital LOS (5.3 non-obese, 6.5 obese non-SP, 6.2 days obese SP). The three patients who underwent simultaneously bilateral or revision TKR were excluded from the study. No difference in operative times. TKA
Ho et al. (2021)14 Among TKA patients with and without sarcopenia, there was no difference in hospital LOS. TKA
Hwang et al. (2022)16 After matching patients, more SP patients received postoperative blood transfusions than non-SP patients (28.6 vs 12.2 %), while there was no difference between SP and non-SP patients in the incidence of AKI or delirium within 90 days. TKA
Chang et al. (2023)1 Primary THA SP patients were 70 % more likely to experience implant-related complications one year after the operation and 119 % more likely to experience dislocation by 1-year follow-up. No difference in incidence of periprosthetic fracture, all-cause revision, prosthesis loosening, or deep periprosthetic infection at 2-years follow-up. SP patients were 79 % more likely to experience a UTI and 39 % more likely to be readmitted than non-SP patients. SP patients had greater total orthopaedic-related complications (5.0 vs 3.6 %), instability (2.1 vs 1.0 %), prosthetic dislocation incidence (2.0 vs 1.0 %), fall risk (7 vs 4 %), and fragility fractures (10.4 vs 6.9 %) at 2-year follow-up. Total 90-day medical complications were greater for SP patients (15.4 vs 11.7 %). SP patients had 29 % higher costs of care than non-SP patients on the day of surgery and 28 % increased total cost of care at 90 days postoperatively. No difference between SP and non-SP cohorts in incidence of hematoma, pulmonary embolism, required transfusion, acute kidney injury, cardiac arrest, DVT, wound disruption, nerve injury, and pneumonia within 90 days. THA
4

4 Discussion

Recent orthopaedic literature has suggested that the prevalence of sarcopenia is increased in patients undergoing TJA, thereby warranting increased attention to its potential association with TJA outcomes.1 Preoperative sarcopenia has been described as a modifiable risk factor for TJA complications, indicating that proper identification and pretreatment of the condition in patients undergoing TJA may improve post-operative outcomes and minimize complications. However, the existing evidence demonstrates variable methodologies and mixed findings. The present findings may guide patient care teams to monitor for preoperative sarcopenia and associated complications, with consideration for nutritional, pharmacological, and exercise prehabilitation. In alignment with the International Clinical Practice Guidelines for Sarcopenia (ICFSR),24 orthopaedic surgeons should screen high-risk patients for sarcopenia using methods such as gait speed assessment, the timed-up-and-go test, or the SARC-F questionnaire. Those who test positive should be referred for further evaluation to confirm the diagnosis and initiate preoperative treatment.

4.1

4.1 Functional outcomes

Patients with sarcopenia undergoing THA or TKA have similar postoperative functional outcomes including strength, range of motion, gait speed, and mobility when compared to patients without sarcopenia, indicating that sarcopenia is not a risk factor for adverse postoperative functional outcomes.8,9,15,17,19 Additional literature shows no association between sarcopenia and adverse postoperative functional outcomes after TJA,22 while research on functional outcomes after orthopaedic surgery in general is heterogeneous and insufficient to draw conclusions.23 Notably, while low muscle strength is a diagnostic criteria for sarcopenia,12 postoperative hip strength was not found to be inferior for sarcopenic patients.19 The primary postoperative functional difference found for sarcopenic patients was a prolonged time to achieve independent walking following THA only, with no difference after TKA.17 A separate study alternatively found no difference in post-THA independent walking ability between sarcopenic and non-sarcopenic patients, which may be explained by a significantly longer recovery time after THA, indicating that sarcopenic patients may take longer to recover following THA.17

4.2

4.2 Patient reported outcome measures

PROMs following THA or TKA are moderately inferior in sarcopenic patients compared to non-sarcopenic patients. These PROMs reported on various aspects of pain, mobility, and quality of life. The large variability in outcome measures required a general comparison of PROMs rather than analysis for each subcategory. While there were conflicting post-TKA PROMs reported by four studies,3,7,8,10 two of the studies8,10 reported no difference between groups at any point for postoperative pain. The heterogeneity in the remaining findings limits the certainty of the data but trends towards worse PROMs for sarcopenic patients after TKA, corroborating existing research.12,22,25 At 12-months post-TKA, the conflicting findings between three studies3,7,8 may be explained by the use of different surveys measuring slightly different outcomes. The inconsistent results between Tzartza et al.10 and Shon et al.8 at 3-months post-TKA may be due to a large difference in sample size, totaling 5 and 42 sarcopenic patients, respectively. For THA PROMs, Uoeka et al.9 found no difference between sarcopenic and non-sarcopenic patients measured at 12 months, while Okamoto et al.11 found worse outcomes for sarcopenic patients after 3.6 years on average. Additional research also shows varied data between sarcopenic and non-sarcopenic groups with a general trend showing impaired PROMs for sarcopenic patients after TJA.22 The effect of sarcopenia on postoperative PROMs in TJA has been insufficiently studied to make substantial comparisons, warranting future research to clarify these inconsistencies.

4.3

4.3 Complications

Compared to non-sarcopenic patients, sarcopenic patients undergoing TJA had comparable or greater rates of medical complications, orthopaedic complications, and greater costs, although the literature is widely varied. Of the six studies6–8,14–16 that reported complications in TKA patients and one study1 investigating THA patients, there was a wide range of time scales used to investigate complications following TJA, ranging from just days to 2 years postoperatively. While the synthesis of evidence was unclear regarding the relationship between sarcopenia in TJA patients and pneumonia,1,6 sarcopenia has been demonstrated as a predictor of community-acquired pneumonia risk in older adults in a Peruvian hospital.26 The higher rates of UTI observed in sarcopenic THA patients and other renal complications seen in sarcopenic TKA patients may be explained by the impaired kidney function that has been previously associated with sarcopenia.1,6,7,27,28 Renal complications in sarcopenic patients may be attributed to an imbalance between skeletal muscle breakdown and growth in a uremic environment.27,28 A concern to consider is that following THA, sarcopenic patients given an indwelling catheter to prevent postoperative urinary retention can be particularly predisposed to UTI, give that they may require longer postoperative immobilization and consequent increased rates of catheter use.29,30 The higher rate of postoperative blood transfusion observed in sarcopenic TKA patients is supported by previous literature, which indicates that sarcopenic patients are more likely to require transfusion.6–8,16,31,32 This may be attributed to the role of skeletal muscle as a vascular reservoir and lower skeletal muscle mass with resultant reduced blood volume that may make sarcopenic patients more susceptible to blood loss.31,32 Greater rates of complications, reinjury, and readmission have also been associated with the increased surgical costs for sarcopenic patients, given that complications such as postoperative pneumonia and blood transfusion incur markedly greater medical costs.1,6,33–35

Regarding the greater rates of orthopaedic complications demonstrated in sarcopenic patients, sarcopenia-related soft tissue weakness is thought to contribute to risk of falls and fragility fractures following THA as a consequence of displacement of the femoral head and impingement during motion, as well as decreased integrity of supporting hip musculature.1,36–38 Additional literature has also suggested associations between sarcopenia and periprosthetic infection in TKA patients, which may be attributed to reduced physiologic protein reserves important for wound healing from reduced muscle volume in sarcopenia.7,39 Non-orthopaedic procedures on sarcopenic patients have demonstrated similarly increased risk for postoperative infection as a result of skeletal muscle depletion.40,41 Considering adverse complication rates and higher medical costs observed in sarcopenic TJA patients, preoperative assessment of sarcopenia can help to identify patients at risk for sarcopenia-related complications and to balance perioperative management.42 A systematic review of interventions for reducing sarcopenia in patients undergoing surgery indicated that sarcopenic status, and ultimately surgical outcomes, can be improved by nutritional, physical, and pharmacological interventions, with preoperative exercise therapy significantly improving muscle strength, muscle mass, and motor performance.21

4.4

4.4 Limitations

This study has several potential limitations. Postoperative outcomes for sarcopenic patients after TJA are an understudied topic, limiting the number of studies available for analysis. Across these few studies, there was variability in methods, including the type of postoperative outcomes and means of measurement. This limited the comparability between studies to more general findings within each category. The studies included in this review had considerable variability in cohort size and study design, potentially overinflating the significance of findings in studies with smaller cohorts of sarcopenic patients. However, cohort size and study design were considered in this review's analysis in an attempt to curb small study bias. These studies also varied their definition of sarcopenia, where most explicitly followed AWGS guidelines, others used aspects of the AWGS criteria methods, where database studies used International Classification of Diseases codes. While this may lead to variability in patient populations across studies, these alternative methods are similar to the AWGS guidelines, justifying the comparisons made between these cohorts.

5

5 Conclusion

Preoperative sarcopenia was found to be a predictor of inferior PROMs in varying categories after THA or TKA when compared to non-sarcopenic patients. However, objective measures of postoperative functional outcomes were comparable between groups, demonstrating that sarcopenic patients report worse outcomes but may not be functionally inferior to their non-sarcopenic counterparts. In patients undergoing THA or TKA, sarcopenia was a predictor for postoperative complications such as greater 90-day medical complications, implant-related complications, rates of prosthetic dislocation, and greater costs, while literature was mixed regarding periprosthetic infection and periprosthetic fracture. Orthopaedic surgeons can screen patients at high risk of having sarcopenia via gait speed and timed-up-and-go testing, referring patients who screen positively for more extensive workup to confirm the diagnosis. Preoperative interventions for sarcopenic patients are recommended including sarcopenic-specific patient education and counseling, as well as potential nutritional, pharmacological, and physical interventions for sarcopenic prehabilitation.

CRediT authorship contribution statement

Kailey J. Zaronias: Conceptualization, Methodology, Formal analysis, Visualization, Writing – original draft, Writing – review & editing. Keith E. Arnold: Conceptualization, Methodology, Formal analysis, Visualization, Writing – original draft, Writing – review & editing. Christian J. Hecht: Conceptualization, Methodology, Formal analysis, Visualization, Writing – original draft, Writing – review & editing. Joshua R. Porto: Conceptualization, Methodology, Formal analysis, Visualization, Writing – original draft, Writing – review & editing. Thomas J. Pumo: Conceptualization, Methodology, Formal analysis, Visualization, Writing – original draft, Writing – review & editing. Atul F. Kamath: Conceptualization, Methodology, Project administration, Formal analysis, Visualization, Writing – original draft, Writing – review & editing, Supervision.

Ethical committee approval

Ethical approval was waived as the analysis does not contain human data.

Study location

This study was performed at Case Western Reserve University School of Medicine, Cleveland, OH.

Registration

PROSPERO registration of the study protocol: CRD42024498987, January 3, 2024.

Guardian/patient's consent

No consent was needed as no patients or human data were included in this study.

Ethical committee approval

Due to the deidentified and aggregated nature of the patient data, it is considered Health Insurance Portability and Accountability Act (HIPAA) compliant and was deemed exempt from Institutional Board Review approval.

Funding sources

None.

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