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Hip, knee, and shoulder arthroplasty in patients with a history of solid organ transplant: A review
∗Corresponding author: Ryan C. Rauck. ryan.rauck@osumc.edu
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Received: ,
Accepted: ,
This article was originally published by Reed Elsevier India Pvt. Ltd. and was migrated to Scientific Scholar after the change of Publisher.
Abstract
Abstract
Solid organ transplants (SOT) have evolved into life-saving interventions for end-stage diseases affecting vital organs. Advances in transplantation techniques, donor selection, and immunosuppressive therapies have enhanced outcomes, leading to a growing demand for SOT. Patients with a solid organ transplant are living long enough to develop the same pathologies which are indicated for joint replacement surgery in the general population. SOT patients who undergo a total hip, knee, or shoulder arthroplasty do similarly in the context of clinical outcomes and implant survival when compared to the general population. These immunosuppressed patients tend to have higher complication rates in the short-term following surgery. Prudent management of these patients in the short-term may be necessary, but patients can expect to do well otherwise.
Keywords
Solid organ transplant
Total shoulder arthroplasty
Total knee arthroplasty
Total hip arthroplasty
Review
1 Introduction
Solid organ transplants (SOT) represent an essential life-saving intervention for many end-stage diseases involving the heart, kidneys, lungs, and liver.1 Advancements in organ transplantations, including enhanced surgical techniques, immunosuppressive therapies, and donor selection have led to improved outcomes and a greater demand for SOT.2,3 Although transplantation is a vital procedure for many patients, it carries the risk of severe complications. Immunosuppressive agents such as corticosteroids and calcineurin inhibitors predispose patients to infections, poor wound healing, and increased bone resorption.4,5 In particular, extended corticosteroid use has been associated with increased incidence of bone fractures and the development of osteonecrosis, making it an important risk factor when considering joint arthroplasty.6
Successful organ transplantations are allowing recipients to live longer and more active lives. Consequently, joint degeneration secondary to avascular necrosis and osteoarthritis is becoming a more common indication for arthroplasty in this population. While research on the feasibility of total joint arthroplasty in these patients has grown in recent years, the overall quantity is limited, and is composed primarily of database studies or single institution retrospective studies with small sample sizes.7–11 Nonetheless, literature to date seems to suggest that transplant patients experience good clinical outcomes and implant survivorship comparable to that of their non-transplant peers. However, research regarding postoperative complications has yielded heterogeneous results. Given the growing incidence of arthroplasty in this unique population, it is imperative that surgeons are aware of expected outcomes and risks to adequately counsel these patients who are contemplating surgery.
The purpose of this article is to review current literature regarding patients with a history of SOT who have undergone hip, knee, or shoulder arthroplasty. Herein, we discuss their clinical outcomes, complications, and implant survival as well as how they compare to patients without an organ transplant.
2 Discussion
2.1 Total hip arthroplasty
2.1.1 Clinical outcomes
As SOT practices have improved, the life span of SOT patients has increased, and with it the demand for total hip arthroplasty (THA). As patients live longer, osteoarthritic indications for THA emerge. Meanwhile, the use of steroids and immunosuppressants following SOT surgeries increases avascular necrosis (AVN) indications. Studies have shown that as many as 5–20% of SOT patients will go on to develop AVN.12,13
Studies have highlighted significant improvements in pain relief, functional restoration, and overall quality of life for SOT patients who undergo THA.14,15 Notably, Ledford et al. reported that 82%–100% of SOT patients achieved good or excellent outcomes in patient-reported outcomes (PROs), with an average increase in Harris hip score from 37.5 to 50.7 points.16 This improvement surpasses the clinically meaningful threshold of 16–18 points.17 Despite these positive results, certain challenges persist in clinical outcomes. For AVN patients undergoing TSA, those with prior SOT required an average of $2382 more in healthcare spending and an average of 0.44 more days in the hospital compared to patients without SOT.18 Other studies corroborate these findings, indicating prolonged LOS and elevated post-operative care requirements.7,16,19 In the case of revision THA, SOT patients experienced extended hospital stays (mean duration >5 days) and a considerable rate of discharge to extended care facilities (63% of cases).15 Furthermore, Upfill-Brown et al. found that SOT patients undergoing revision THA for aseptic indications had higher 90-day all-cause readmission rates, but not readmissions related to revision THA-related complications.20
Discrepancies exist in the literature regarding the relationship between SOT and mortality. Some studies observe parity in mortality between SOT and non-SOT patients,20–22 while others point to elevated mortality rates among SOT patients, with odds ratios as high as 4.13 (p = 0.038).23 In direct comparisons, SOT patients showed increased mortality (odds ratio 7.42, p < 0.001) following primary THA, however, the cause of mortality in patients was related to the transplanted organ in most cases.19 Similar trends were seen in one-year mortality rates after revision THA in renal transplant patients.24 The literature examining mortality between different solid organs had heterogeneous results. While Wu et al. observed elevated mortality rates in lung transplant patients, Chalmers et al. detected no significant differences in mortality among various types of solid organ transplant recipients.25,26 These statistics must be considered within the broader context of SOT survivorship, where 5-year survival rates for renal, liver, and heart transplant recipients stand at 81%, 81.2%, and 80% respectively.27–29
2.1.2 Complications
The inclusion of THA in solid organ transplant recipient's care offers a nuanced but beneficial clinical outcome profile. However, the current literature on the complication and revision rates in these patients offers a mixed picture, with certain studies noting increased complication rates in SOT patients with others finding no difference from control populations.
A 367,894 patient database study by Varatharaj et al. found a substantially higher risk of postoperative complications for organ transplant patients, encompassing anemia, acute renal failure (ARF), transfusion necessity, prosthetic dislocations, wound complications, and deep surgical-site infections in SOT patients after THA.23 Similarly, Navale et al. documented heightened complications in the SOT group, primarily concerning the need for allogeneic blood transfusions. However, even after excluding transfusion-related complications, SOT patients exhibited significantly elevated complications compared to their non-SOT counterparts.22 Parallel findings are evident in other studies, which compared SOT to non-SOT in THA patients and found increased complication rates of ARF, blood transfusions, increased intraoperative blood loss, hyperkalemia, deep vein thrombosis, sepsis, wound complication, and prosthetic joint infection (PJI).7,14,16,26,30–34 PJI and septicemia also emerged as troublesome complications in the SOT revision THA population.15,24 For instance, in one study, PJI infections were the indication for 23% of revision THA in SOT patients, and responsible for 10% of re-revision THAs.15
In contrast to the above, multiple studies have found no increased risk of complications for SOT patients following THA in their cohorts. Quinlan et al. found no elevated risk of complications in patients with SOT undergoing THA for AVN.18 Brown et al. reported no difference in infection rates for SOT patients undergoing THA.19 Finally, studies specifically looking at liver transplant patients undergoing THA found no significant differences in complications or dislocations compared to control groups.8,21
2.1.3 Implant survivorship
SOT patients undergoing THA have shown excellent implant survival. Chalmers et al. reported implant survival rates of 94% at two years and 92% at five years following THA, with no discernible influence from SOT type or surgical indication.26 Wu et al. reported on TJA outcomes (TKA and THA) in SOT patients and found implant survivorship of 96% a one year, and 92% at four years.25 Notably, Goffin et al. showcased impressive implant survival of 99% at 10 years and 64% at 20 years of cemented hardware in renal SOT THA patients, results equivalent to those obtained in the general population.35 This trend extends to revision THA in SOT patients, with Ledford et al. demonstrating implant survival rates of 82% ± 7% at 2, 5, and 10 years, outcomes that mirror implant survival in control revision THA patients.15 An overview of the reviewed literature can be found in Table 1.
| Author (year) | Study design | Sample size | Follow-up length | Type of SOT | Outcomes |
| Han (2021) | Systematic Review | 3024 | Not stated | Liver | Liver transplantation patients had increased risk of infection, revision/reoperation, and medically related complications, but saw improvements in PROM measurements. |
| Ledford (2017) | Retrospective Review | 30 | 6 years | 31 Kidney, 7 Liver, 2 Heart | SOT patients undergoing revision THA experienced increased re-revision risk, particularly for PJI, however, Harris Hip scores improved significantly. |
| Ledford (2014) | Retrospective Review | 55 | 30.1 months | 25 kidney, 11 liver, 4 cardiac, and 15 lungs | SOT patients had a high rate of medical complications, increased hospital LOS and more reoperations. Patients with significant increases in HHS |
| Brown (2020) | Retrospective Review | 55 | 7.18 years | 28 kidneys, 20 hearts, 18 lungs, and 8 livers | SOT patients were not at increased risk of readmission or infection but showed increased mortality rate and admission to rehab following THA. |
| Quinlan (2022) | Retrospective Database Study | 996 | 30 days, 90 days, and 1 year | Not specified | SOT patients undergoing THA for AVN utilize more hospital resources with longer LOS and greater risk of readmission but are not at an increased risk of early postoperative complications. |
| Upfill-Brown (2022) | Retrospective Database Study | 1837 | 90 days and 180 days | 1237 kidney, 447 liver, 122 cardiac, 66 lung, 56 pancreas | SOT patients undergoing revision THA for PJI had similar rates of readmission, mortality, and revision surgery compared to matched non-SOT PJI patients. |
| Kuo (2018) | Retrospective Database Study | 43 | 30 days, 90 days, and 1 year | Liver | Liver transplant patients undergoing TJA are not at increased risk of 30-day or 90-day complications, 30-day readmissions, 1-year infection, anytime reoperation, or mortality. |
| Navale (2017) | Retrospective Database Study | 7558 | Not stated | Not specified | Transplant patients exhibited increased odds of inpatient complications, longer LOS, and greater admission costs after THA |
| Varatharaj (2022) | Retrospective Database Study | 813 | Not stated | Not specified | SOT patients have significantly greater risk for developing postoperative complications. They also had increased LOS, total expenditure incurred and mortality rates. |
| Labaran (2020) | Retrospective Database Study | 661 | 90 days and 1 year | Renal | Renal transplants undergoing THA had increased 90-day hospital readmission, septicemia and 1-year mortality, but did not have increased LOS, 90-day complications, or 1-year postoperative infections compared to non-transplant controls. |
| Wu (2022) | Retrospective Database Study | 119 | Not stated | Kidney (39%), Lung (27%), Liver (24%), Heart (10%) | TJA after SOT yields acceptable peri-operative outcomes and implant survivorship, but mortality risk is substantial, especially among lung transplant recipients |
| Chalmers (2016) | Retrospective Review | 136 THA (105 pts) | 5 years | 76 Kidney (76), 32 Liver, 18 Heart, 5 Lung, 5 Kidney and Pancreas | SOT patients undergoing THA have slightly higher mortality rates at 5 years and implant survivorship free of revision was slightly lower than controls due to increased risk of PJI |
| Klement (2017) | Retrospective Database Study | 3180 | 2 years | 2321 kidney, 561 liver, 196 lung, 428 heart, and 149 pancreas | SOT patients undergoing THA have increased medical complications, dislocations, and PJI compared to patients without SOT. Additionally, renal transplant patients have the worst complication profile of the individual organs |
| Cavanaugh (2015) | Retrospective Database Study | 4654 | Not stated | 3209 Kidney, 787 Liver, 658 Other transplants | Transplant patients may be at an increased risk of in-hospital complications following THA, particularly ARF in renal and liver transplant patients. |
| Choi (2013) | Retrospective Review | 222 | 48 h | 172 Kidney, 50 Liver | Transplant recipients are at risk for AKI following THA |
| Agarwal (2022) | Retrospective Database Study | 3103 | 2 years | 1048 Kidney, 459 Hearth, 383 Lung, 1045 Liver,168 Pancreas | SOT patients are at increased risk of 90-day medical complications but not 2-year surgical complications or revisions when compared to controls. |
| Douglas (2023) | Retrospective Database Study | 513 | 5 years | Liver | Liver transplant patients had longer average LOS, but showed no difference in thirty-day readmissions, 90-day dislocation rates or total costs in the first ninety days after THA. |
| Goffin (2006) | Retrospective Review | 93 | 216 months | Kidney | Cemented THA in renal transplant patients has similar implant survival at the 10-year mark compared to the general population. |
2.2 Total knee arthroplasty
2.2.1 Clinical outcomes
Solid organ transplants have prolonged the lifespan of patients, thus increasing the incidence of knee arthritis and subsequent total knee arthroplasty (TKA). Clinical outcomes of this patient cohort have been studied to determine whether patients have improved pain, function, and quality of life after a TKA.
Boquet et al. performed an early retrospective study on 16 TKAs after renal transplantation and found that the mean Knee Society Score (KSS) was 97.1 and the mean functional score was 87.7.36 Ledford et al. performed a retrospective review, identifying 21 TKAs with follow-up averaging 41.2 months.16 They found that objective KSS increased from 53.6 preoperatively to 90.7 postoperatively, with functional KSS increasing from 60.5 to 84.3 in all but the liver transplant cohort. An additional study from Ledford et al. analyzing 5 TKAs after lung transplant again found that 3 patients reported their outcomes as good and two reported it as excellent after a mean follow-up of 42.8 months.37
These studies, although limited in sample size, suggest that patients who have had solid organ transplants are overall satisfied with their TKAs and report better function afterward. It is important to balance these positive outcomes with the risk of complications.
2.2.2 Complications
Patients with a history of SOT may have an increased risk of perioperative complications after TKA due to immunosuppressant use or other metabolic derangements. A previously described retrospective study of 21 TKAs by Ledford et al. found that there was a high rate of complications (33%), hospital length of stay (3.7 days), and reoperations (9.1%) in the TKA cohort.16 Additionally, 3 TKAs required two-stage revisions for infection.
Klika et al. analyzed perioperative complications in TKA patients from 1998 to 2011, comparing 6104 with SOT out of 5,870,421 total TKA patients.11 They found that these patients had a 0.44 day increased length of stay, had a 43% higher likelihood of experiencing any complication (p = 0.0002), had more renal complications (p = 0.0099) and required a transfusion (p < 0.0001).
A retrospective review by Klement et al. compared 3339 patients who underwent TKA after 1 or more solid organ transplants to a control group of 1,685,295 patients.38 Analysis of postoperative complications revealed an increase in postoperative complications at 90 days versus other time points. Additionally, there were increases overall in periprosthetic infection (p < 0.001) and fracture (p < 0.001) as well as TKA revision (p = 0.001). They found that patients who had received heart and lung transplants had the fewest complications. These findings are consistent with that of Klatt et al.39 They examined 11 TKAs after renal transplant and 12 after non-renal solid organ transplant and found that infection rates were higher in patients with kidney transplants compared to other solid organs (liver, heart, lung). These studies suggest that renal transplantation is associated with increased postoperative complications.
Ledford et al. performed a retrospective study on 96 TKAs from 76 patients after solid organ transplant with a mean follow-up of 4 years.40 They found that the 1 year, 2 years, and 5 years mortality rates from TKA were 2.6%, 7.9%, and 13.2%, respectively. This study also found perioperative complications at a rate of 12.5%, which included periprosthetic fractures (5.2%) and deep periprosthetic infections (3.2%).
Although much of the literature suggests an increased risk of perioperative complications in this patient cohort, a systematic review from 1980 to 2008 demonstrated relatively few.41 The review compiled 8 studies, for a total of 51 TKAs with a mean follow-up of 60 months. One study documented a patient's death from multi-organ failure due to infection, while the other studies reported no or minor complications. Taken collectively, these studies suggest that TKAs may be offered to patients with a history of SOT but should be monitored with a high index of suspicion for early infection.
2.2.3 Implant survival
Implant survival in patients with SOT who received TKAs has not been extensively studied.25 Wu et al. analyzed 119 THAs and 63 TKAs and found that overall implant survivorship was 95.6% at one year and 92.1% at four years. In the TKA cohort, 4 patients required revisions, with 3 due to prosthetic joint infection and 1 due to painful TKA. A previously mentioned study by Ledford et al. isolated patients with TKAs and demonstrated that implant survivorship without any revision or removal was 98% at 2 years and 93% at 5 years.40 Thus, there is limited literature to date on implant survivorship, and this is an area of future study. An overview of the reviewed literature can be found in Table 2.
| Author (year) | Study design | Sample size | Follow-up length | Type of SOT | Outcomes |
| Boquet (2008) | Retrospective review | 16 | 65 months | Kidney | Patients with SOT experienced excellent functional outcomes based on KSS |
| Ledford (2014) | Retrospective review | 21 | 41.2 months | 12 kidney, 4 liver, 5 lung | Patients with SOT experienced statistically significant increases in both objective KSS and functional KSS in all cohorts except liver, but had a high rate of medical complications |
| Ledford (2014) | Retrospective review | 5 | 42.8 months | Lung | Patients with SOT experienced statistically significant increases in both objective KSS and functional KSS |
| Klika (2015) | Retrospective review of Nationwide Inpatient Sample | 5,870,421 (6104 with history of SOT, 5,864,317 without) | 90 days | Liver, kidney, heart, lung, pancreas | Patients with SOT had an increased LOS, more complications, and were more likely to require a transfusion |
| Klement (2016) | Retrospective review of a Medicare database | 1,688,634 (3339 with SOT, 1,685,295 without) | 42.3 months | Liver, kidney, heart, lung, pancreas | Patients with SOT had increased postoperative complications at 90 days along with increased periprosthetic infection, fracture, and revision |
| Klatt (2013) | Retrospective review | 23 | 85.3 months | 11 kidney, 7 liver, 4 heart, 1 lung | Patients with history of renal transplant had a significantly increased risk of infection compared to other solid organ transplants |
| Ledford (2017) | Retrospective review | 96 | 51.6 months | 59 kidney, 26 liver, 9 heart, 2 simultaneous kidney/pancreas | Patients with SOT did not have decreased survivorship compared to the general population, but may have increased perioperative complications and decreased implant survivorship |
| Sayed-Noor (2009) | Systematic review | 51 | 60 months | Kidney, heart, liver | All studies except for 1 reported minor or no complications in patients with SOT |
| Wu (2022) | Retrospective review | 63 | 28.8 months | Kidney, lung, liver, heart | Patients with SOT have fair perioperative outcomes and implant survivorship |
2.3 Total shoulder arthroplasty
2.3.1 Clinical outcomes
Overall clinical outcomes from total shoulder arthroplasty (TSA) between SOT and non-SOT recipients remain similar, with generally positive medical outcomes,9,41–43 and a high degree of patient satisfaction between both groups.9,42 Negligible statistical variation was discovered between both groups in length of hospital stay (p = 0.85), intraoperative complications (p = 0.79), and revision (p = 1.00).2,9,43 The lack of variation in length of hospital stay suggests that SOT recipients do as well immediately postoperatively as their non-SOT counterparts, and can be discharged at relatively the same rates.
The literature remains divided in postoperative range of motion (ROM) between SOT and non-SOT patients. A recent meta-analysis reported no significant difference in postoperative forward elevation (p = 0.08), external rotation (p = 0.84) and ASES scores (p = 0.11) between the groups postoperatively. Even when SOT patients had lower ROM, Rizk et al. still found these patients benefit from arthroplasty and the emphasis should be on preoperative counseling.43
2.3.2 Complications
As noted prior, the literature reported a lack of statistically significant evidence of difference in complication rates between SOT and non-SOT patients.2,9,43 Where the literature varies is in the type of medical complications seen postoperatively. Malcolm et al. reported higher rates of genitourinary infection (p < 0.001), while Rizk et al. reported a higher rate of blood transfusion compared to non-SOT (p = 0.02). These transfusions were performed for a variety of medical conditions, but the authors note that this increase in transfusion is linked more likely to preoperative anemia as opposed to history of SOT.43 The literature does note that SOT patients usually report much sicker at baseline than non-SOT patients (p < 0.001) which may potentially impact the type and frequency of medical complications seen post-operatively.2
Previous studies have also reported a higher instance of death in SOT patients versus control.9,43 However, the literature notes that it is difficult to attribute the deaths to any complication of shoulder arthroplasty since death occurred an average 1578 days postoperatively in the SOT group versus 1985 days for control.43 As a result, many of deaths are viewed not as a complication of shoulder arthroplasty, but as a further progression of pre-existing conditions that SOT patients typically present with upon evaluation for shoulder arthroplasty.2,43
2.3.3 Implant survival
Currently, there exists little literature discussing shoulder implant survivorship among SOT recipients. In spite of this, the literature currently available reports that there is no significant variation in revision history between SOT patients and non-SOT patients long term, suggesting a similar implant survivorship.9,42 However, literature does note that such conclusions are difficult to assess due to a lack of studies that perform long term follow-up (5–10 years) on SOT patients to truly affirm any variation in revision between groups.9 Additionally, SOT patients have demonstrated higher mortality rates in the initial 5–10 year period following TSA, so it may be more challenging to ascertain prosthesis survivorship in this population. An overview of the reviewed literature can be found in Table 3.
| Author (year) | Study design | Sample size | Follow-up length | Type of SOT | Outcomes |
| Patel (2023) | Systematic Review and Meta Analysis | 71 | Not Stated | Kidney, liver, lung, pancreas, heart | Shoulder arthroplasty is a safe option for patients with SOT, with similar outcomes and complications as non-SOT patients. |
| Malcolm (2018) | Retrospective Review of Nationwide Inpatient Sample | 843 | Not Stated | Kidney, heart, liver, lung, pancreas | Shoulder arthroplasty remains a safe practice with patients with SOT history, despite minimal increases in length of hospital stay and genitourinary infection |
| Rizk (2020) | Retrospective Cohort Comparison | 15 SOT, 34 Control | 24 months | Kidney, heart, lung, liver | Shoulder arthroplasty in SOT patients is safe and effective, although SOT patients should be counseled preoperatively that range of motion and function will not improve to the extent of their non-SOT patients. |
| Sperling (2006) | Retrospective Review | 5 | 64.8 months | 2 Renal, 1 Liver, 2 Lung | Based on the modified Neer system, there were reported 4 excellent results and 1 satisfactory, all with no history of revision. |
| Sayed-Noor (2009) | Systematic Review | 8 | 60 months | Renal, hepatic, cardiac and lung | Good to excellent results in reported shoulder arthroplasties with no history of complication in SOT patients |
3 Conclusion
Transplant recipients are medically complex, with an increased risk of acute postoperative complications and longer hospital stays following total joint arthroplasty. However, when completed with a multidisciplinary approach, joint arthroplasty is an effective method of treatment in patients who have a history of SOT. The postoperative clinical and patient-reported outcomes, as well as implant longevity, are comparable to patients without a history of transplantation.
Guardian/patient's consent
This review article did not consent from any patients.
Ethical statement
This review article did not require approval from an institutional review board.
Funding statement
The authors received no funding for this study.
CRediT authorship contribution statement
Akshar V. Patel: Conceptualization, Data curation, Investigation, Formal analysis, Methodology, Writing – review & editing. Andrew J. Stevens: Conceptualization, Data curation, Investigation, Formal analysis, Methodology, Writing – review & editing. Ryan White: Conceptualization, Investigation, Formal analysis, Methodology, Writing – review & editing. Shreyaas Aravindan: Conceptualization, Investigation, Formal analysis, Methodology, Writing – review & editing. Louis W. Barry: Conceptualization, Investigation, Formal analysis, Methodology, Writing – original draft, Writing – review & editing. Ryan C. Rauck: Conceptualization, Formal analysis, Methodology, Supervision, Writing – review & editing.
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