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Development and Finite Element (FE) analysis of a novel short hip stem concept
∗Corresponding author: Alexander Jahnke. Alexander.Jahnke@ortho.med.uni-giessen.de
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Received: ,
Accepted: ,
This article was originally published by Reed Elsevier India Pvt. Ltd. and was migrated to Scientific Scholar after the change of Publisher.
Abstract
Abstract
In order to improve the anchorage behavior of short hip stems, this development project aims at designing a short hip stem concept that preserves the femoral neck and minimizes interference with the physiological stress distribution of the femur. The new design will be evaluated according to ISO 7206-4 which is the standard for testing Implants for surgery.
Basic CAD models based on an established short stem prosthesis were created and evaluated using finite element analysis. The best design was further developed to achieve a more deformable stem while maintaining stability. The model was validated through in vitro testing.
The “H-Beam” short stem showed a higher degree of deformation of approximately 142–144% compared to the established short stem. The FE model had a relative error of 0.98% and 1.07% compared to the in vitro tests. An operating procedure was outlined for this new short stem design.
The FE model is deemed valid due to small differences in comparison to in vitro testing. The short-stem prosthesis is more flexible and can be easily adapted to individual anatomy during surgery. The prosthesis length is similar to conventional prostheses, but the new stem design could allow better and faster osteointegration while preserving the cancellous bone structure.
Abstract
Highlights
•Development of a novel short hip stem.•Short stem showed a higher degree of deformation of approximately 142–144% compared to the established short stem.•Valid FE model with low percentage of error, with deviations of 0.98% and 1.07% compared to in vitro tests.•Potentially better intraoperative adaptability to the patient's anatomy.
Keywords
Short hip stem
THA
Finite element analysis
Bone and prosthesis elasticity
1 Introduction
Each year, more than 1,000,000 primary hip arthroplasties are implanted worldwide,1–5 a number that has steadily increased over the past decades in line with the increase in the aging population. Hip arthroplasties are subject to various mechanical challenges. For example, the force applied to the hip joint by a patient's weight does not coincide with the femoral neck and diaphyseal axis of the femur, resulting in a torque acting on the femur in the varus sense. Femoral neck and diaphysis thus undergo a bending stress in the frontal plane. Compressive stresses occur in the medial portion, i.e. in the region of the calcar femoris, while smaller tensile stresses prevail in the lateral portion, i.e. in the region of the greater trochanter.6,7,10 Accordingly, the main mass of bone tissue is located in these areas which is characterized by a directional trabecular system. In recent years, there have been numerous new developments in hip arthroplasty to counteract the impairments in the natural stress mechanism and the resulting bone remodeling processes.6,8,10,11 The main focus was to interfere as little as possible with the physiological stress distribution of the femur by means of the implant. In the meantime, cementless treatment with short prostheses that at least partially preserve the femoral neck seems to be gaining more and more acceptance in this context.6–9 Short hip stems are intended to realize the most proximal possible application of force into the femur. However, conventional standard stems, shortened standard stems, and short stems tend to provide diaphyseal or metaphyseal anchorage due to their rigidity. This stiffens the femur in the proximal region, resulting in proximal stress shielding and proximal bone resorption processes.8,10–12 In order to improve the anchorage behavior or the elastic deformation behavior of short hip stems, prosthesis stems should therefore generally be designed to be more elastic. This would result in the respective prosthesis not stiffening the deformation of the femur, but following the physiological femoral curvature with a counter-swing.13 Therefore, the aim of this development project is to design a hip short stem concept that exhibits significantly improved elastic deformation behavior compared to conventional short stem systems and to evaluate it with respect to ISO 7206-4.14
2 Methods
2.1 Design
Six distinct models (Modification #1–6) were generated using a CAD program (Inventor Professional 2019, Autodesk©, San Rafael, California, US) by adapting a pre-existing short stem system (AIDA®, Implantcast, Buxtehude, Germany). These adaptations, aimed at enhancing elastic deformability, were modelled after the original AIDA® design, which is notably more flexible than other short stem systems.13 Refer to Fig. 1 for a visual representation of the six foundational models.

These are all made of Ti6AL4V (Ti64) titanium alloy and have a CT length of ≤120 mm which is the length of the femoral head center (C) to the distal tip of the prosthesis (T). According to the CT length, they were loaded with 1200 N according to ISO 7206-414 and also with 2300 N.17 After assessing the deformation behavior at five specified measurement points (Fig. 2), the unsuitable models were to be sorted out. Too large a deformation (>5 mm) or too small a deformation compared to the original model were considered unsuitable.

2.2 Displacement point C
To ensure comparability of the deformation of the individual stem models, a total of five measuring points are defined on their surface. The deformation at these points is measured, with particular attention to the deformation at point C. If a model deforms more than 5 mm, it is discarded because it cannot meet the minimum specifications of ISO 7206-4.14 Point C describes the spatial center of the coordinates of the measuring points 1, 2 and 3. The measuring point (2; 3) is a calculated coordinate, which describes the center of the measuring points 2 and 3. The measuring points were defined on the sagittal plane of the prosthesis stem.
2.3 FE analysis
The stems were aligned according to ISO 7206-4 and frictionally anchored in an embedding mass. The embedding mass has the properties required by the standard in terms of Young's modulus.14 The materials used are listed in Table 1. Autodesk© Inventor Professional 2019 software (San Rafael, California, US) was also used for the FE analysis. The femoral head ceramics are generally alumina (Al2O3) ceramics. Since this was not available in the material library of the software, silicon nitride was used. This ceramic has nearly identical mechanical properties in terms of Young's modulus and Poisson's ratio as aluminum oxide (Al2O3) that is used in ceramic heads for THA.18
| Component | Material | Young's modulus | Poisson's ratio |
| Embedding mass | PMMA | 2.3 GPa | 0.35 |
| Hip shaft | TI64AL4V | 110.0 GPa | 0.36 |
| Hip head | Silicon nitride | 427.2 Ga | 0.23 |
| Mechanism for force aplication | Silicon nitride | 427.2 GPa | 0.23 |
A mesh with an average element size of 0.10 mm was defined on the short stem model with a pitch factor of 1.00 at a rotation angle of 15°. The model has a minimum number of 100,000 nodes. Local mesh refinements were omitted because stress peaks in particularly delicate areas were not the object of observation. The contact definition between femoral head and femoral stem is assumed to be rigid and frictionless. Forces arising due to “incorrect seating” of the femoral head were to be excluded, as these were not to be investigated in the measurements. The mechanism for force application was defined in such a way that the degrees of freedom of movement correspond to a cylindrical joint and it can only move in the z-direction (vertically). The contact definition of the stem is defined as a friction interference fit. This means that the stem has an interference of 340 μm compared to the embedding mass. This value is derived from the anchoring method used in the operation of the role model short stem.16
2.4 Load definition according to ISO 7206-4
The loads according to ISO 7206-414 are CT length dependent. ISO 7206-4 divides hip stems into three classes depending on the total length of the stem. The Standard divides hip stems in <120 mm total length, 120–250 mm total length and >250 mm total length. For the classification, the length between the ball center (point C) and the distal tip (point T) is determined. Depending on the determined length, the embedment height or the free length D as well as the maximum force to be applied must be determined. The loads to be applied in this test correspond to 1200 N for a CT length <120 mm. Since this value is only to be understood as a minimum value according to the standard, the stem models are also tested with the next higher load of 2300 N according to Bergmann et al.17
2.5 Loading protocol
The FE model should be critically examined and finally validated in vitro. In a first step, the steps and results were critically reviewed and evaluated using the guidelines from the published checklist for verification and validation of finite element analysis in orthopedic and trauma.19 In a second step, in vitro tests were carried out to verify whether the results of the FE simulation were in agreement with them.
For this purpose, the stem was anchored in a container with epoxy resin (Rencast FC52 (Huntsman International LLC, Salt Lake City, USA) as in the simulation model and in accordance with the applicable standard and subjected to loads of 1200 N and 2300 N in compression. The hip stem (5) with attached 36 mm ceramic femoral head (4) was cast in epoxy resin in a container (6) as described in Fig. 3. The forces of 1200 N and 2300 N are applied to the hip stem by a universal testing machine (Inspekt Table Blue, Hegewald &Peschke, Nossen, Germany) (1) via a concave punch with a larger radius to prevent the punch from slipping off the head under loading but at the same time to realize a more punctual force application as in the FEA simulation and thus to ensure comparability (2). In order not to introduce additional stresses into the system, the punch was connected to the testing machine via a free bearing (2). This allows the punch to move in the frontal and sagittal planes (Fig. 3).

The stem was then loaded in four steps. First, a pre-load of 20 N was applied and maintained for 10s. This was followed by a gradual increase to 1200 N load and 2300 N load, with a subsequent return to a 10 N holding load. All positions were maintained for 10s each. The displacement at point C was calculated from the x and y-displacement of the floating bearing, which was recorded using inductive probes (Millimar P2010 FA, Mahr GmbH, Göttingen). The z-displacement of point C, was recorded by the travel distance of the punch within the universal testing machine used.
The preload of 20 N was chosen as a reproducible starting point for the measurement. The in vitro measurements for the role model short stem were performed six times to compare the results with the FE analysis of the same stem.
3 Results
3.1 Validation of the FE model
Of the six measurements performed for the role model short stem, five could be evaluated. One measurement could not be included in the evaluation due to a fracture of the embedding mass, as the ISO 7206-4 standard specifies that a test with failure of the embedding mass cannot be evaluated (see Table 2).
| Measurement | Displacement [μm] | Resulting Displacement [μm] | ||
| x-Axis | y- Axis | z- Axis | ||
| 1 | 802.4 | 345.6 | 700.4 | 1119.8 |
| 2 | 765.7 | 428.6 | 638.8 | 1085.3 |
| 3 | 741.5 | 284.4 | 649.9 | 1026.2 |
| 4 | 919.6 | 207.0 | 701.5 | 1174.9 |
| 5 | 925.0 | 211.7 | 712.8 | 1186.8 |
| MEAN | 830.8 | 295.4 | 680.7 | 1118.6 |
| SD | 77.2 | 83.9 | 30.2 | 59.1 |
On average, there is a total displacement of the system of 1118.6 ± 59.1 μm under load (see Table 3).
| Measurement | Displacement [μm] | Resulting Displacement [μm] | ||
| x-Axis | y- Axis | z- Axis | ||
| 1 | 1858.1 | 944.7 | 1325.5 | 2470.2 |
| 2 | 1497.5 | 897.0 | 1122.3 | 2075.2 |
| 3 | 1477.4 | 728.7 | 1106.2 | 1984.3 |
| 4 | 1715.1 | 577.6 | 1207.5 | 2175.5 |
| 5 | 1713.9 | 570.7 | 1207.3 | 2172.7 |
| MEAN | 1652.4 | 743.7 | 1193.8 | 2175.6 |
| SD | 144.7 | 156.0 | 78.1 | 163.4 |
On average, there is a total displacement of the system of 2175.6 ± 163.4 μm under load. The FE analysis of the short stem showed a displacement of point C of 1098 μm under 1200 N load, respectively 2027 μm under 2300 N load.
3.2 Derivation of the design
The initial analyses showed that all the basic modifications had better elastic deformation behavior than the role model short stem. It was also noticeable that none of the stems had a deformation >5 mm. With about 190% of the deformation of the role model short stem, modification #3 exhibited the best deformation behavior. On this basis, the basic principle of the “H-Beam” was worked out and this was improved via several optimization procedures and FE analyses. Taking into account implantability and good elastic deformability, the design shown in Fig. 4 was finally developed in several intermediate stages.

Since the H-Beam is a modification of the existing role model AIDA® short stem, it also has a double-conical, distally tapering, quasi-trapezoidal cross-section. In the proximal two-thirds, the H-beam principle has been consistently integrated. The area has a recess at the center running parallel to the sagittal plane, which in the following will be referred to as the “bar”. The lateral or medial area is used for the flat contact of the prosthesis with the bone. The two elevations are referred to below as “flanks”. The flanks taper progressively distally until they are at the same level as the bar. The proximal two-thirds exhibit the characteristic shape of an H-beam or double-T-beam principle. This area is designed to provide improved primary stability and enhanced rotational stability. The lower third is narrowly tapered in two stages to provide intramedullary guidance of the stem during implantation and stem apposition to the lateral femoral cortex. The tip of the prosthesis is rounded to prevent perforation of the lateral femoral cortices. The tapered “bar” of the prosthesis, which connects the two “flanks” in the upper region of the stem, has a polished surface in the further course of the stem below the flanks center roughness of Ra = 0.4 and serves only for distal lateral contact and intramedullary guidance. Due to the recess of the neutral fiber, the hip stem reacts significantly more flexibly under load than the established original model.
All internal and external edges are rounded, which should reduce stress and provide a good hold in the bone. The model shown here has a caput-collum-diaphyseal (CCD) angle of 130°. Detailed specifications of the H-Beam can be found in the patent of the inventors' association Jahnke, Stiller, Harz (file number: EP18155665.5).
4 Results of the FE analysis of the H-beam
The presented concept of the H-Beam was investigated by FE analysis. For this purpose, the simulation parameters were taken from the FE investigations of the role model short stem, so that the only variable is the change in prosthesis geometry. The results of the simulation are shown in Table 4.
| Loading [N] | Displacement [mm] | |||
| x-Axis | y-Axis | z-Axis | Resulting Displacement [mm] | |
| Measurement point 1 | ||||
| 1200 | 1.502 | 0.774 | 0.511 | 1.798 |
| 2300 | 2.878 | 1.484 | 0.978 | 3.383 |
| Measurement point 2 | ||||
| 1200 | 1.214 | 0.605 | 0.433 | 1.423 |
| 2300 | 2.325 | 1.159 | 0.830 | 2.727 |
| Measurement point 3 | ||||
| 1200 | 1.295 | 0.688 | 0.329 | 1.502 |
| 2300 | 2.481 | 1.318 | 0.629 | 2.878 |
With these basic settings, displacements of point C of the modified geometry of 1.6138 mm under 1200 N load, respectively 3.0928 mm under 2300 N load, were calculated.
4.1 Possible surgical technique
The medial flank as well as the lateral flank can have different angles of inclination in order to correspond to the individual anatomy and femoral configuration of the patient intraoperatively. The “bar rasp” has a rasp structure in the proximal two thirds and is polished in the distal rasp area. It has a double conical, distally tapering shape, which is based on the bar profile of the final prosthesis. The “flank rasps” have the H-beam structure of the final H-beam prosthesis and are used successively from small to large. In contrast to the bar rasp, the flank rasps have a smooth polished surface structure of the bar. Only the flanks have a rasp structure. The brightly polished bar can thus only act as a guide for the flank rasp in the already prepared medullary canal without further rasping it. The procedure described as follows, for example, could be suitable for implanting the H-beam prosthesis using the bar rasp and flank rasp:
In a first step I, the bar rasp (Fig. 5a) is used to successively rasp the medullary canal, after osteotomy of the femoral neck, from small to large, until a lateral contact of the bar rasp tip with the femoral cortex occurs and the bar rasp is located centrally within the osteotomy, taking into account the necessary antetorsional position of the femur. The positioning and size of the bar rasp in step I are subsequently verified intraoperatively by anterior-posterior radiographic control by the surgeon in a step II. If adequate stem position of the bar rasp is determined in step II, it is removed from the medullary canal in a step III. Then, in step IV, the H-beam profile of the prosthesis is successively rasped in the proximal region of the femur with a “flank rasp” (Fig. 5d) until the H-beam prosthesis can be inserted. The surgeon can use different flank rasps with different flank pitches according to the individual anatomical conditions in order to achieve the best possible cortical contact of the prosthesis flanks in the proximal metaphyseal region of the femur while at the same time preserving the cancellous bone structure as much as possible.

After rasping the flanks, the final flank rasp is again left in the medullary canal and, in step V, an X-ray check and a trial positioning of the joint are performed. After positive evaluation of the stem position and the trial repositioning, in step VI the H-beam prosthesis is inserted or cemented into the implant site rasped free in steps I to IV. In the case of the cementless version, this is done using a joining procedure, preferably with a hammer.
5 Discussion
The short-stem prosthesis described here could be easily adapted intraoperatively to the individual anatomy of the patient by using different flank pitches of the medial and lateral flanks. In this case, the mobility of the hip does not differ from conventional prosthesis systems. The prosthesis is similar in length to conventional prostheses, but the described stem design could allow better and faster osteointegration of the prosthesis by approximating the deformation behavior of the prosthesis to the physiological femoral bending and by maximizing the preservation of the cancellous bone structure by the surgical technique described earlier.
Since there is no risk of slipping of the femoral head in the FE model and a purely axial force application takes place, the different force application in the in vitro test and FE model can be neglected. Especially so since the deformation of the stem and not the load capacity of the ceramic head should be considered.
The deformations of the two investigated stems determined by FEA could be compared with each other, since they are based on the same basic parameters. Compared to the role model short stem, the H-Beam deforms approximately between 142 and 144% more. When looking at the displacement of the prosthesis in the different axes, it was found that all axes at 2300 N load have approximately double the displacement than is the case at 1200 N. However, the smaller displacement of the H-beam and the z-axis compared to the analyzed role model short stem is striking.
The FE model used was assumed to be valid. The relative deviation of the results of the in vitro measurements and the simulation are 0.98% when considering a load of 1200 N and 1.07% when considering a load of 2300 N.
In this examination, we were able to show that even clinically proven prosthesis systems can still be improved and that good is not always good enough. We therefore see the concept of the H-beam design presented here as a developmental advance that could, in our opinion, create a place for itself on the market.
But, as far as the development or market launch of new products is concerned, we see a clear hurdle in Regulation (EU) 2017/745 of the European Parliament and of the Council of April 5, 2017. This piece of legislation seeks to improve patient safety and the quality of medical devices available to the European Union. The regulation focuses on the safety and performance of medical devices and introduces new requirements for manufacturers and distributors15 – which is clearly a good thing.
The regulation mandates the designation of a person responsible for the medical device and sets out her responsibilities. It also includes provisions for the standardization of common technical specifications, the designation of notified bodies, the evaluation of conformity and the establishment of a market surveillance system. These measures are aimed at ensuring the safety and efficacy of medical devices and protecting patients from harm.
The regulation also includes a new classification system for medical devices, which will allow for greater transparency and traceability and it introduces new requirements for clinical evidence and clinical evaluation, as well as new requirements for post-market surveillance and vigilance.
Overall, Regulation (EU) 2017/745 of the European Parliament and of the Council, is an important piece of legislation that seeks to ensure that medical devices available to Europeans are safe and effective. The Regulation provides a comprehensive framework for the regulation of medical devices, with a focus on safety.
But one big negative feature of Regulation (EU) 2017/745 is its complexity. This complexity may create confusion and misunderstanding amongst medical device manufacturers, healthcare providers, and patients. Furthermore, some aspects of the regulation are vague e.g. that the required conformity with the safety and performance requirements can be demonstrated by proving equivalence with a medical device already available in Europe. However, the fact that small changes to prostheses can lead to prohibitive disadvantages makes it difficult for manufacturers to comply with the requirements and for healthcare providers to accurately assess the safety and efficacy of medical devices. Additionally, because of its complexity, there is a greater burden on medical device manufacturers to ensure compliance, which can be costly and time-consuming. This could also lead to a stagnation of development, as products already on the market have to be recertified and only the profitable products remain on the market, while less lucrative products disappear from the market. This could have the advantage that unprofitable products disappear from the market, but could also lead to new products not entering the market at all - even if they have many advantages over already established products.
Our study addresses a significant issue in the field of hip arthroplasty – the need for prosthetic hip stems that offer improved elastic deformation behavior to minimize proximal stress shielding and bone resorption. By introducing the concept of the H-Beam design and conducting comprehensive finite element analysis along with in vitro experiments, we were able to demonstrate the potential for enhancing the performance of short hip stems. The implications of these findings are twofold: first, the H-Beam design shows substantial improvements in elastic deformation compared to conventional short stem systems, which could lead to better preservation of the physiological femoral curvature and potentially reduce complications associated with proximal bone resorption. Second, the study sheds light on the possibility of optimizing existing clinical solutions to enhance patient outcomes in hip arthroplasty.
Furthermore, this research fills several knowledge gaps in the field. It provides valuable data on the performance of the H-Beam design under different loading conditions, demonstrating its superiority in terms of deformation behavior. The study design's strength lies in its comprehensive approach, combining FEA simulations with in vitro experiments to validate the findings. The use of a validated simulation system enhances the reliability of the results.
5.1 Limitations
In this project, only a few in vitro experiments were performed and evaluated. Due to the good agreement between FE model and in vitro experiments, further experiments were not performed. Since the results of the total displacements of point C over all tests show only small standard deviations, it can be assumed that the corresponding span width would not be significantly increased by further tests. Furthermore, the tests were performed quasi-statically and not dynamically because the appropriate testing machines are not available. Results in vitro never correspond to actual in vivo results. However, since experiments in bone, due to high differences in human material, cannot be performed in a standardized way, a reproducible material means a reproducible compromise according to standard and is a good basis for carrying out the first preclinical studies.
FE analyses have sources of error, such as simplification of the model and idealization of transition conditions. However, the analysis of the H-beam was performed with a validated simulation system, where no significant deviations occurred between the test series and the simulation. The only changing parameter was the prosthesis geometry, therefore it can be assumed that the obtained results have an acceptable validity.
However, further studies, especially with dynamic loading, need to be performed to get a full impression of the performance of the novel hip stem design.
6 Conclusion
The results of our analyses show that the novel stem design would indeed work and increase the elastic deformability of the femur. Stress-shielding, which is caused by non-physiological load application and a rigid stem, could be reduced with the new prosthesis system thus leading to better and faster osteointegration of the implant. In addition, the increased elastic deformability could increase the longevity of the prosthesis system.
Ethical approval
Not required.
Funding
None.
Author contribution
All authors contributed to the conceptualization, data curation, formal analysis, funding acquisition, investigation, methodology, project administration, resources, software, supervision, validation, visualization, writing - original draft and/or writing - review & editing of the manuscript and agree and accept responsibility for the contents of the submitted manuscript.
Patient Consent
Not required.
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