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30 (); 36-40
doi:
10.1016/j.jor.2022.02.012

30-Day outcomes analysis of surgical management of radial head fractures comparing radial head arthroplasty to open reduction internal fixation

Department of Orthopaedic Surgery, Northwestern University Feinberg School of Medicine, Chicago, IL, USA

∗Corresponding author: Joshua P. Weissman. Joshpw@northwestern.edu

Disclaimer:
This article was originally published by Reed Elsevier India Pvt. Ltd. and was migrated to Scientific Scholar after the change of Publisher.

Abstract

Abstract

Radial head arthroplasty and open reduction internal fixation are two commonly utilized treatment options for radial head fractures. The purpose of this study is to assess the incidence of and risk factors for short-term complications following radial head arthroplasty and open reduction internal fixation of radial head fractures.

The American College of Surgeons National Surgical Quality Improvement Program was queried to identify patients that underwent radial head arthroplasty or open reduction internal fixation for radial head fractures between January 1st, 2015 and December 31st, 2017. The incidence of various 30-day complications, including unplanned readmission, reoperation, non-home discharge, mortality, surgical/medical complications, and extended length-of-stay were compared between the two propensity matched groups. Multivariate logistic regression was used to identify independent risk factors for various short-term complications.

After propensity matching, a total of 435 patients were included in our analysis. 250 patients underwent radial head arthroplasty, and 185 patients underwent open reduction internal fixation. Arthroplasty treated patients had a significantly longer mean total operative time (p = .031) and length-of-stay (p = .003). No significant 30-day complications differences were found for unplanned readmission, reoperation, non-home discharge, mortality, surgical complications or medical complications. Independent risk factors for any complications of both procedures included a history of chronic obstructive pulmonary disease and American Society of Anesthesiologists class III. Significant risk factors for length-of-stay greater than two days included a history of bleeding disorder and American Society of Anesthesiologists class III.

Our study revealed there were no significant differences in 30-day perioperative surgical or medical complications from either surgical treatment of radial head fractures; however, radial head arthroplasty treated patients were met with a significantly longer length-of-stay and longer duration of operating time. We also identified risk factors that were independently associated with higher rates of complications regardless of treatment type.

Keywords

Radial head arthroplasty
Radial head fractures
Internal fixation
Trauma
1

1 Introduction

Radial head fractures (RHFs) account for nearly 33% of elbow fractures and 4% of all fractures.1 Treatment options for RHFs vary based on the extent of injury to the radial head, classified according to a classification system created by Mason et al. in 1952 and later modified by Johnston et al. in 1962.2,3 Minimally displaced fractures (Mason type I) often undergo minimal treatment with weight bearing restrictions or short term immobilization at most while fractures with major displacement and/or comminution (Mason type III or IV) often necessitate surgical treatment.4,5 The optimal treatment strategy for more severe radial head fractures remains inconclusive.6–8 When reconstruction is infeasible due to comminution, radial head resection or replacement is often utilized.9,10 Two treatment methods that have been widely used in the surgical management of RHFs are radial head arthroplasty (RHA) and open reduction and internal fixation (ORIF) with no clear reported advantage over one another.9,11 Many of the aforementioned studies are comprised of relatively small sample sizes, which limits the estimation of actual complication rates. Furthermore, with reported revision rates amongst available studies ranging from 0% to 38.9%, it is important to quantify postoperative complications for the treatment of RHFs.10,12–15 Therefore, the purpose of this study is to use propensity score matching to assess the incidence of and risk factors for various short-term complications following RHA versus ORIF for the treatment of RHFs.

2

2 Methods

2.1

2.1 Data source

The American College of Surgeons National Surgical Quality Improvement Program (ACS NSQIP) database was the source of all data analyzed in this study. ACS NSQIP is a validated surgical outcomes database that reports deidentified, short-term surgical outcomes data from participating hospitals in the United States. NSQIP uses annually certified data from the patient's medical chart, not insurance claims.16 In the 2017 database, over 1 million total surgical cases were submitted from 708 participating hospitals.16 The database has been utilized extensively to assess the incidence of and risk factors for short-term complications after a variety of orthopaedic procedures.17–21 Outcomes in the ACS NSQIP database are reported within the first 30 days following surgery. These include mortality, unplanned readmission, return to the OR, reoperation, discharge destination, and a variety of medical and surgical complications. Prior literature has demonstrated that the ACS NSQIP provides data with excellent inter-rater reliability.22

2.2

2.2 Data query and inclusion criteria

For this matched cohort study, The ACS NSQIP database was queried to identify patients that underwent ORIF or RHA for isolated radial head fractures between January 1st, 2015 and December 31st, 2017 using Current Procedural Terminology (CPT) codes 24,665 and 24,666, respectively. Any surgical cases with incomplete data were excluded from the analysis. Any cases with concurrent CPT codes unrelated to the radial head fracture indication were also excluded from the analysis.

2.3

2.3 Patient, surgical, and outcome variables of interest

The patient-specific variables of interest included age, sex, body mass index (BMI), American Society of Anesthesiologists (ASA) class, functional status, and several medical comorbidities. The medical comorbidities included in the analysis were smoking, diabetes, chronic obstructive pulmonary disease (COPD), ascites, congestive heart failure (CHF), hypertension, renal failure, dialysis, bleeding disorders, and chronic steroid use.

All surgical outcomes of interest are reported within the first 30 days after surgery. These included 30-day unplanned readmission, reoperation, non-home discharge, length-of-stay > 2 days, mortality, and various medical and surgical complications. Medical complications included wound infection, pneumonia, reintubation, failure to wean intubation, pulmonary embolism, renal insufficiency, renal failure, urinary tract infection, cerebrovascular accident, cardiac arrest, myocardial infarction, deep venous thromboembolism, systemic sepsis, and septic shock. Surgical complications included superficial and deep surgical site infections, dehiscence, and bleeding requiring transfusion. Surgical variables of interest included total operative time and length-of-stay.

2.4

2.4 Propensity score matching

Propensity score matching was used to account for differences in patient demographics and medical comorbidities between the RHA and ORIF groups. Nearest neighbor matching with a tolerance of 0.01% was used for all variables of interest – sex, age, BMI, ASA class, and the aforementioned medical comorbidities of interest.

2.5

2.5 Statistical analysis

The incidence of various 30-day complications, including unplanned readmission, reoperation, non-home discharge, mortality, extended length-of-stay, and various medical and surgical complications were compared between the two groups using chi-squared analysis. Differences in continuous variables - Surgical variables of interest included total operative time, length-of-stay and were compared using unpaired t-tests. Multivariate logistic regression was used to identify independent risk factors for the different short-term complications.

3

3 Results

Prior to matching, there were significant differences in demographics and patient-specific risk factors between the two treatment groups (Table 1). Those patients who underwent RHA were found to have significantly higher rates of class III obesity (p < .001), smoking (p < .001), hypertension (p < .001), and ASA class III physical status classification (p < .001). Hospital length-of-stay greater than 2 days occurred for 9.2% of RHA treated patients and 3.7% of ORIF treated patients (p = .007) (Table 2). No significant differences were observed for unplanned readmission, reoperation, non-home discharge, mortality, surgical complications (infection, bleeding, wound dehiscence), or medical complications (reintubation, pulmonary embolism, renal insufficiency, deep venous thromboembolism). Perioperative factors for both treatment groups were analyzed to assess duration of surgery and length-of-stay. RHA treated patients had a longer mean total operative time than ORIF treated patients (111.6min ± 59.2min vs 95.4min ± 48.8min, p < .001). Also, patients in the RHA cohort reported a significantly longer mean length-of-stay (1.0d ± 1.6d vs .4d ± 1.1d, p < .001) (Table 3).

Table 1 Summary of patient demographics and medical burden between RHA and ORIF groups prior to matching.
ORIF [n = 323] RHA [n = 250] P
SexMaleFemaleAge18–4950–64 years65–79 years80+ yearsBMI (kg/m2)UnderweightNormalOverweightObese Class IObese Class IIObese Class IIIComorbiditiesDiabetesSmokingCOPDAscitesCongestive Heart FailureHypertensionRenal FailureDialysisBleeding DisorderChronic Steroid UseASA ClassClass 1 (No disturbance)Class 2 (Mild disturbance)Class 3 (Severe disturbance)Class 4+ (Life threatening) 170 (52.6%)153 (47.4%)198 (61.3%)74 (22.9%)31 (9.6%)7 (2.2%)15 (4.6%)93 (28.8%)95 (29.4%)67 (20.7%)33 (10.2%)18 (5.6%)26 (8.0%)70 (21.7%)6 (1.9%)0 (0.0%)0 (0.0%)64 (19.8%)(0.0%)3 (0.9%)4 (1.2%)1 (0.3%)97 (30.0%)166 (51.4%)55 (17.0%)3 (0.9%) 96 (38.4%)154 (61.6%)89 (35.6%)87 (34.8%)61 (24.4%)13 (5.2%)6 (2.4%)36 (14.4%)70 (28.0%)57 (22.8%)38 (15.2%)39 (15.6%)32 (12.8%)30 (12.0%)8 (3.2%)0 (0.0%)3 (1.2%)92 (36.8%)(0.0%)1 (0.4%)6 (2.4%)4 (1.6%)39 (15.6%)119 (47.6%)85 (34.0%)6 (2.4%) <0.001<0.0010.002<0.0010.0500.156<0.0010.7110.5530.073<0.0010.1730.0020.302–0.082<0.0010.6360.3450.173<0.0010.368<0.0010.188
Table 2 Overall 30-day complications prior to matching.
ORIF [n = 323] RHA [n = 250] P
Unplanned ReadmissionReoperationNon-home DischargeLength-of-Stay >2 daysMortalitySurgical ComplicationsOverallSuperficial surgical site infectionDeep surgical site infectionDehiscenceBleedingMedical ComplicationsOverallWound infectionPneumoniaReintubationFailure to wean intubationPulmonary embolismRenal insufficiencyRenal failureUrinary tract infectionCerebrovascular accidentCardiac arrestMyocardial infarctionDeep venous thromboembolismSystemic sepsisSeptic shock 4 (1.2%)4 (1.2%)8 (2.5%)12 (3.7%)0 (0.0%)1 (0.3%)0 (0.0%)0 (0.0%)0 (0.0%)1 (0.3%)1 (0.3%)0 (0.0%)0 (0.0%)0 (0.0%)0 (0.0%)0 (0.0%)1 (0.3%)0 (0.0%)0 (0.0%)0 (0.0%)0 (0.0%)0 (0.0%)0 (0.0%)0 (0.0%)0 (0.0%) 6 (2.4%)2 (0.8%)13 (5.2%)23 (9.2%)1 (0.4%)1 (0.4%)0 (0.0%)1 (0.4%)0 (0.0%)0 (0.0%)3 (1.2%)0 (0.0%)0 (0.0%)0 (0.0%)0 (0.0%)1 (0.4%)0 (0.0%)0 (0.0%)0 (0.0%)1 (0.4%)0 (0.0%)0 (0.0%)1 (0.4%)0 (0.0%)0 (0.0%) 0.3450.7010.0850.0070.436>0.999–0.436–>0.9990.323––––0.436>0.999––0.436––0.436––
Table 3 Operative and perioperative factors prior to matching.
ORIF [n = 323] RHA [n = 250] P
Total operative time (min)Length-of-stay (days) 95.4 ± 48.80.4 ± 1.1 111.6 ± 59.21.0 ± 1.6 <0.001 <0.001

After propensity matching, there were no significant differences in sex, age groups, BMI, ASA classification, major comorbidities (e.g., diabetes, smoking, COPD, ventilator, CHF, hypertension, dialysis, renal failure, chronic steroid use, bleeding disorder, and recent transfusion), or ASA class between the two treatment groups (Table 4). A total of 435 patients were included in the final matched analysis with 250 who underwent RHA and 185 who underwent ORIF for the repair of a RHF. Overall, complication rates for both procedures were markedly low. Comparison of matched-pair analysis revealed RHA patients experienced a significantly higher rate of length-of-stay greater than 2 days (9.2% vs 3.8%, p = .028) (Table 5). No significant differences were found between the two groups for unplanned readmission, reoperation, non-home discharge, overall surgical complications and overall medical complications. Despite relatively low and similar complication rates between the two cohorts, patients who underwent RHA had a significantly longer operative time (111.6min ± 59.2min vs 99.6min ± 54.4min, p = .031) and length of stay (1.0d ± 1.6d vs 0.6d ± 1.3d, p = .003) (Table 6).

Table 4 Summary of patient demographics and medical burden between RHA and ORIF groups after matching.
ORIF [n = 185] RHA [n = 250] P
SexMaleFemaleAge18–49 years50–64 years64–79 years80+ yearsBMI (kg/m2)UnderweightNormalOverweightObese Class IObese Class IIObese Class IIIComorbiditiesDiabetesSmokingCOPDAscitesCongestive Heart FailureHypertensionRenal FailureDialysisBleeding DisorderChronic Steroid UseASA ClassClass 1 (No disturbance)Class 2 (Mild disturbance)Class 3 (Severe disturbance)Class 4+ (Life threatening) 79 (42.7%)106 (57.3%)74 (40.0%)74 (40.0%)31 (16.8%)6 (3.2%)1 (0.5%)35 (18.9%)53 (28.6%)52 (28.1%)25 (13.5%)18 (9.7%)20 (10.8%)29 (15.7%)5 (2.7%)0 (0.0%)0 (0.0%)51 (27.6%)0 (0.0%)2 (1.1%)2 (1.1%)1 (0.5%)34 (18.4%)98 (53.0%)50 (27.0%)3 (1.6%) 96 (38.4%)154 (61.6%)89 (35.6%)87 (34.8%)61 (24.4%)13 (5.2%)6 (2.4%)36 (14.4%)70 (28.0%)57 (22.8%)38 (15.2%)39 (15.6%)32 (12.8%)39 (15.6%)8 (3.2%)0 (0.0%)3 (1.2%)92 (36.8%)0 (0.0%)1 (0.4%)6 (2.4%)4 (1.6%)39 (15.6%)119 (47.6%)85 (34.0%)6 (2.4%) 0.3660.3650.2800.0670.3240.2470.2070.8820.2070.6210.0850.7950.2680.763–0.2650.054–0.3960.4760.4000.4430.2670.1200.739
Table 5 Overall 30-day complications after matching.
ORIF [n = 185] RHA [n = 250] P
Unplanned ReadmissionReoperationNon-home DischargeLength-of-Stay >2 daysMortalitySurgical ComplicationsOverallSuperficial surgical site infectionDeep surgical site infectionDehiscenceBleedingMedical ComplicationsOverallWound infectionPneumoniaReintubationFailure to wean intubationPulmonary embolismRenal insufficiencyRenal failureUrinary tract infectionCerebrovascular accidentCardiac arrestMyocardial infarctionDeep venous thromboembolismSystemic sepsisSeptic shock 2 (1.1%)3 (1.6%)6 (3.2%)7 (3.8%)0 (0.0%)1 (0.5%)0 (0.0%)0 (0.0%)0 (0.0%)1 (0.5%)1 (0.5%)0 (0.0%)0 (0.0%)0 (0.0%)0 (0.0%)0 (0.0%)1 (0.5%)0 (0.0%)0 (0.0%)0 (0.0%)0 (0.0%)0 (0.0%)0 (0.0%)0 (0.0%)0 (0.0%) 6 (2.4%)2 (0.8%)13 (5.2%)23 (9.2%)1 (0.4%)1 (0.4%)0 (0.0%)1 (0.4%)0 (0.0%)0 (0.0%)3 (1.2%)0 (0.0%)0 (0.0%)0 (0.0%)0 (0.0%)1 (0.4%)0 (0.0%)0 (0.0%)0 (0.0%)1 (0.4%)0 (0.0%)0 (0.0%)1 (0.4%)0 (0.0%)0 (0.0%) 0.4760.6550.3230.028>0.999>0.999–>0.999–0.4250.476––––>0.9990.425––>0.999––>0.999––
Table 6 Operative and perioperative factors after matching.
ORIF [n = 185] RHA [n = 250] P
Total operative time (min)Length-of-stay (days) 99.6 ± 54.40.6 ± 1.3 111.6 ± 59.21.0 ± 1.6 0.031 0.003

Multivariate logistic regression identified several risk factors for various 30-day complications across both cohorts (Table 7). A history of COPD (LR+: 3.993 [1.149–13.875]) and ASA class III (LR+: 3.912 [1.922–7.961]) were significant risk factors for any complication regardless of treatment group. ASA class III (LR+: 5.454 [2.025–114.685]) was observed to be a risk factor for increased rate of non-home discharge. Additionally, a history of bleeding disorder (LR+: 5.192 [1.768–10.031]) and ASA class III (LR+: 4.211 [1.768–10.031]) were significant risk factors for length-of-stay greater than 2 days. No significant risk factors were identified for unplanned readmission or reoperation.

Table 7 Multivariate logistic regression to identify risk factors for various 30-day complications after matching.
LR [95% C·I.]
Any ComplicationHx of COPDASA 3+Unplanned ReadmissionReoperationNon-home DischargeASA 3+Length-of-Stay >2 daysBleeding disorderASA 3+Mortality 3.993 [1.149–13.875]3.912 [1.922–7.961]NSNS5.454 [2.025–114.685]5.192 [1.768–10.031]4.211 [1.768–10.031]NS
4

4 Discussion

We investigated the comparative safety and efficacy of performing RHA and ORIF for the treatment of RHFs using the ACS-NSQIP database and a propensity-score matched design. Our study revealed there were no significant differences in 30-day perioperative surgical or medical complications from either surgical procedure; however, RHA treated patients were met with a significantly longer length-of-stay and longer duration of operating time.

Numerous studies have compared the usage rates and utility of RHA to ORIF in treating radial head injuries. Motsi et al. found a significant trend increase in annual percent utilization of RHA (0.22% per year) and a significant trend decrease in the annual utilization of ORIF in treating RHFs (−1.0% per year) between 2007 and 2014.23 The potential reasons for this finding are multifactorial although significant recent increases in RHA usage should be noted. Currently, there is no clear consensus regarding the superiority of RHA versus ORIF of radial head fractures in terms of perioperative complications.

The growing support for RHA has been most pronounced for comminuted fractures involving 3 or more fragments or when RHFs are present in combination with other injuries such as coronoid fracture, elbow dislocation, or proximal ulna fracture.1,24 In a retrospective review of 2981 patients, Kupperman et al. found after initial surgical treatment, 12.7% and 14.4% of RHFs that underwent ORIF required a revision surgery at 1 and 2 years, respectively, compared with 8.6% and 10.7% of RHAs.24 Higher reoperation rates in ORIF treated patients have also been reported in the literature.25,26 Although not statistically significant, we found ORIF treated patients had higher reoperation rates (1.6% vs 0.8%). Chaijenkij et al. conducted a meta-analysis of 526 patients across twelve studies and found patients who underwent RHA reported significantly higher Mayo Elbow Performance Index (MEPI) scores relative to ORIF.7 Positive postoperative outcomes and patient satisfaction rates were further substantiated in the meta-analysis by Sun et al.8 The group concluded that when compared to ORIF, RHA afforded a significantly higher patient satisfaction rate with better MEPI scores. Contrary to our study, they also noted significantly shorter operation times for patients treated with RHA. While similar results have been demonstrated by additional studies, limitations regarding sample size and quality of evidence exist.8,25,27,28

Conversely, Klug et al. retrospectively analyzed 88 patients with Mason type III radial head fractures and found patients who underwent RHA had significantly worse outcomes and higher perioperative complication rates than those patients treated with ORIF.29 Kusnesov et al. further found more favorable outcomes in the usage of ORIF as compared to RHA in 77 US military service members. They reported RHA resulted in significantly higher rates of implant failure and overall complication rates.30 The low statistical power and small sample sizes from these two studies hinders the direct conclusions that should be made.

Similar to our analysis, many available studies report comparable outcomes and complication rates between the two treatment procedures. Burdeni et al. concluded that the two techniques had both comparable functional outcomes when using the QuickDASH metric and perioperative complication rates.12 Similarly, Ryu et al. studied 42 patients with Mason type III or IV RHFs and found no significant differences in clinical outcomes between RHA and ORIF. The group did note that younger patients had better long term functional outcomes when treated with ORIF.31 After propensity matching, our results found no significant differences in 30-day readmission, reoperation, non-home discharge, or overall surgical and medical complications. Reoperation rates for RHA (0.8%) and ORIF (1.6%) are lower than reports in current meta-analysis, but given the shorter data collection period this can be expected.6–8 It is important to recognize the discrepancy in the literature as to the efficacy of both treatment options. Also, understanding that multiple variations of each treatment type exist may further lead to results across studies that are incomparable. For example, a retrospective study of 66 patients with RHFs compared the midterm (16–64mo) outcomes of RHA using short-stemmed bipolar to unipolar long-stemmed osseointegrated rigidly fixed prosthesis. The report found that while both can result in a good outcome, a monopolar prosthesis is preferred due to lower rates of painful loosening.32 This is important as various studies in the literature do not report which method of RHA is used, which may alter comparisons across treatment options.

There are a few important limitations to our study. First, inherent to large national database studies that are retrospective in nature, our analysis was limited by the variables reported in the ACS-NSQIP. This database was formed to document common complications across all major surgical procedures, which precludes the acquisition of certain procedure-specific variables. Furthermore, all RHFs are not the same, therefore additional metrics such as specific fracture type and time before repair would have added to the value of this study. Likewise, many RHFs are not amenable to a certain procedure type. Second, only 30-day outcome measures are collected by the ACS-NSQIP. This database is primarily used for short term complication rates and does not provide information on mid-term or long-term complications and thus likely under-represents the actual rate of complications. Third, surgeon experience and surgical facility type play a role in the management of radial head fractures. Given this is an anonymous national dataset, matching individual surgeons to procedure outcomes was feasible in this study. Taking into account Despite conflicting evidence regarding the efficacy and safety of these two commonly used procedures, it is important to highlight that the treatment of RHFs is multifactorial and short-term complication rates are just one of the many variables in the treatment decision. These findings may be useful to clinicians for both surgical planning, decision-making, and discussions of risk with patients undergoing either treatment modality.

5

5 Conclusion

This matched cohort study revealed there were no significant differences in 30-day perioperative surgical or medical complications from either surgical procedure for radial head fractures, however; RHA treated patients were met with a significantly longer length-of-stay and longer duration of operating time. We also identified significant risk factors such as ASA class III, a history of a bleeding disorder, and COPD that were independently associated with higher rates of complications regardless of treatment type.

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